Todd Walz

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About Todd Walz

Todd P. Walz is a First Vice President of Investments with Raymond James. He has more than twenty years experience as a financial advisor and holds three professional certifications. His most recent certification is Certified Divorce Financial Analyst^® which was awarded by the Institute for Divorce Financial Analysts. His second certification is Accredited Asset Management Specialist^® which was awarded in 2007 by the College for Financial Planning. In 2001 he obtained his CERTIFIED FINANCIAL PLANNER^™ certification, awarded by the Certified Financial Planner Board of Standards Inc. Todd is a graduate of Centre College with a Bachelors of Science in Economics.

{Certified Financial Planner Board of Standards Inc. owns the certification marks CFP^®, CERTIFIED FINANCIAL PLANNER^™ and federally registered CFP^® (with flame logo), which it awards to individuals who successfully complete initial and ongoing certification requirements.} (Raymond James financial advisors may only conduct business with residents of the states and/or jurisdictions for which they are properly registered. Therefore, a response to a request for information may be delayed. Please note that not all of the investments and services mentioned are available in every state. Investors outside of the United States are subject to securities and tax regulations within their applicable jurisdictions that are not addressed on this site. Contact your local Raymond James office for information and availability.) Raymond James & Associates Inc., member New York Stock Exchange/SIPC. Please follow this link to additional disclosures: http://raymondjames.com/smrja.htm.

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General Information

Firm Start Year

2010

No. of Employees

CRD#

2799218

Firm CRD#

Name of Broker/Dealer

Raymond James Financial Services, Inc.

Years of Experience in Financial Services

Number of Years with Current Firm

Work with the following types of clients

Businesses, Individual Investors

Compliance

Registered Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

Have a clean record

Criminal Disclosures in Last 5 years

Have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

Accredited Asset Management Specialist (AAMS®), CFP™, CDFA^®, AAMS^®

Securities Licenses

Series 65, Series 66, Series 7

Insurance and Annuity Licenses

Annuity, Health, Disability, Life, Variable Annuity, Long Term Care, Variable Life

Firm Information

Advisor's Number of Clients

Advisor's Number of Managed Clients

Advisor's Number of Planning Clients

Total Assets Under Management by Advisor

$160000000

Compensation and Fees

Fee Structure

Fee-Based

Compensation Methods

Flat Fee, Commissions, Hourly

Fee % Based on Assets

Education

Bachelor of Science - Economics

Centre College
-

Disclaimer

Raymond James financial advisors may only conduct business with residents of the states and/or jurisdictions for which they are properly registered. Therefore, a response to a request for information may be delayed. Please note that not all of the investments and services mentioned are available in every state. Investors outside of the United States are subject to securities and tax regulations within their applicable jurisdictions that are not addressed on this site. Contact our office for information and availability. Links are being provided for information purposes only. Raymond James is not affiliated with and does not endorse, authorize or sponsor any of the listed websites or their respective sponsors. Raymond James is not responsible for the content of any website or the collection or use of information regarding any website's users and/or members. © 2018 Raymond James & Associates, Inc., member New York Stock Exchange / SIPC | Privacy Policy | Terms of Use

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