Menu
Michael + Macauley - Financial Advisor in Los Angeles, CA

Paladin Research Report For:

Michael Macauley

Signature Estate & Investment Advisors (SEIA)

CFA® CFP®
2121 Avenue of the Stars, Suite 1600
Los Angeles, CA 90067
310-712-2365

About Michael Macauley

Our firm is a Registered Investment Advisor, established 1995. SEIA - Signature Estate & Investment Advisors: we are an independent firm based in Los Angeles, with about 175 people. We work as Fiduciaries and manage approximately $16 billion in client assets. We have offices in Century City, Pasadena, Redondo Beach, Newport Beach, Houston and in Virginia.

See Disclosures

General Information

Firm Start Year
  • 1995
No. of Employees
  • 2-4
CRD#
  • 5714328
Firm CRD#
  • 108163
Insurance License#
  • CA 0G73288
Name of Custodial Firm
  • Charles Schwab, Fidelity Investments
States Licensed in
  • CA
Years of Experience in Financial Services
  • 22
Number of Years with Current Firm
  • 8
Work Experience
  • Signature Estate & Investment Advisors (SEIA) - 2015 to present - Financial Advisor

    Northwestern Mutual - Los Angeles: 2009-2015 - Financial Advisor

    Julius Baer Investment Management, Los Angeles/NY: 2006-2009 - Associate Vice President, Institutional Investments

    Wilshire Associates, Santa Monica: 2001-2006 - Consulting Associate
Work with the following types of clients
  • Non-Profit Organizations, Businesses, Individual Investors
Foreign Languages Serviced
  • Spanish, German, Czech, Slovak
Advisory Services Provided
  • Investment Advice & Management, Estate Planning & Trusts, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Insurance Products & Annuities

Compliance

Registered Investment Advisor
  • Yes
Registered Representative
  • Yes
Acknowledged fiduciary
  • Yes
Compliance Disclosures in Last 5 years
  • I have a clean record
Criminal Disclosures in Last 5 years
  • I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations
  • CFP®, CFA®
Securities Licenses
  • Series 63, Series 7
Insurance and Annuity Licenses
  • Disability, Long Term Care, Variable Annuity, Life, Health, Annuity

Firm Information

Assets Managed by Firm
  • 16 billion
Advisor's Number of Clients
  • 95
Assets Managed by Advisor
  • $250,000,000

Compensation and Fees

Fee Structure
  • Fee-Based
Minimum Portfolio Size for New Managed Accounts
  • $500,000
Compensation Methods
  • Based on Assets

Education

MBA - Finance & Entrepreneurship
  • Loyola Marymount University
    2000 - 2002

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures

https://www.paladinregistry.com/disclosure/1891072/paladinregistry-signature-estate-&-investment-advisors-(seia)-detailed-disclosure

BASIC INFORMATION NEEDED FOR THE INQUIRY