GuillermoSaade- Financial Advisor Los Angeles, CA

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About Guillermo Saade

I have a background in consulting, business development and market research. I graduated from the University of Texas at Austin and hold a degree in chemical engineering and an MBA from University of Houston. In 2018, I changed careers to become a financial advisor because I learned to appreciate and became passionate about helping people with planning for the future. After five and a half years at Edward Jones, I joined Prudential in early 2024. Although I enjoy helping all clients, my targeted areas are business owners and independent contractors, who likely do not have the benefit of an employer-sponsored plan, as well as workplace retirement plans. My clients focus on building their business while I focus on helping them achieve their financial goals. Additionally, given that I am fluent in Spanish, I welcome the opportunity to assist Hispanic clients who may be more comfortable with speaking their native language. Besides getting to know my clients in such a way that I provide the most customized financial strategy for them, my other passions are travel, wine tasting and community outreach. As such, I currently serve on the board for a non-profit called Hands4Hope LA and support various other organizations.

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General Information

CRD#

6894298

Firm CRD#

8733

Advisory Services Provided

Risk Management, Money Management, Wealth Management, Retirement Planning, Portfolio Management, Financial Planning, Insurance Products & Annuities, Investment Advice & Management, Financial Advice & Consulting, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, 401K Rollovers

Compliance

Registered Investment Advisor

Registered Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Securities Licenses

Series 7, Series 66

Insurance and Annuity Licenses

Variable Annuity, Long Term Care, Variable Life, Life, Disability, Annuity

Education

Bachelor of Science - Chemical Engineering

The University of Texas
08/25/1994 -05/14/1999

Masters of Business Admnistration - Management

University of Houston
08/29/2003 -05/19/2006

Disclosures

Securities and investment advisory services offered through LPL Enterprise, a Registered Investment Advisor, Member FINRA/SIPC, and an affiliate of LPL Financial.

Prudential Advisors is a brand name for the proprietary retail sales channel of The Prudential Insurance Company of America (PICA) and its insurance company and other affiliates (collectively Prudential). Prudential Advisors financial professionals are licensed insurance agents of Prudential.

Pursuant to a strategic relationship among Prudential, LPL Enterprise, and LPL Financial, Prudential Advisors financial professionals provide securities brokerage services and/or investment advice on securities solely as registered persons of LPL Enterprise, an affiliate of LPL Financial. These financial professionals are permitted to brand under Prudential Advisors. LPL Enterprise and LPL Financial are not affiliated with Prudential.

The LPL Enterprise registered representative(s) associated with this website may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.

Additional Detailed Disclosures

https://www.lpl.com/content/dam/edam/format/disclosure/wiseradvisor-detailed-disclosures-lple.pdf

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Paladin Research Report For:

Guillermo Saade

Prudential