ThomasBrown- Financial Advisor Latham, NY

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About Thomas Brown

........

See Disclosures

General Information

Firm Start Year

1986

No. of Employees

CRD#

1614783

Firm CRD#

282501

Insurance License#

LA-673474

Name of Broker/Dealer

Cambridge Investment Research, Inc.

Name of Custodial Firm

National Financial Services, LLC

States Licensed in

CT, FL, GA, IL, MA, MD, ME, MO, NC, NJ, NY, PA, SC, TX, VA, WI

Years of Experience in Financial Services

Number of Years with Current Firm

Work Experience

The founder of our firm, Thomas J. Brown, CFP®, is a CERTIFIED FINANCIAL PLANNER^" with over 35 years of financial experience. He received his certification in November 1992 and has also established his own Registered Investment Advisor (RIA) Firm. Brown Financial Management Group, LLC was established in 2017.

Work with the following types of clients

Trusts and Estates, Individual Investors, Businesses

Foreign Languages Serviced

None

Advisory Services Provided

Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Wealth Management, Financial Advice & Consulting, Investment Advice & Management, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning

Compliance

Registered Investment Advisor

Registered Representative

Investment Advisor Representative

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP^®

Securities Licenses

Series 6, Series 7, Series 63

Insurance and Annuity Licenses

Long Term Care, Variable Life, Variable Annuity, Life, Health, Annuity, Disability

Financial Organization Memberships

Financial Planning Association (FPA), Financial Services Institute

Firm Information

Firm's Number of Clients

Firm's Number of Planning Clients

Firm's Number of Managed Clients

Assets Managed by Firm

40,831,751

Advisor's Number of Clients

Advisor's Number of Managed Clients

Advisor's Number of Planning Clients

Assets Managed by Advisor

51,209,233

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

Compensation Methods

Hourly, Based on Assets

Fee % Based on Assets

varies

Hourly Rate

$195

Flat Fee Rate

varies

Additional Details on Charges

None

Minimum Fee Charged for Managed Accounts

Minimum Fee Charged for Hourly Planning Accounts

Minimum Fee Charged for Flat Fee Accounts

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

www.thomasjbrown.com

Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1811961/paladinregistry-Brown-Financial-Management-Group-LLC-detailed-disclosure.html

Disclaimer

*Registered Representative, Securities offered through Cambridge Investment Research, Inc., a Broker/Dealer; Member FINRA/SIPC. Investment Advisor Representative, Thomas J. Brown, Brown Financial Management Group, LLC a Registered Investment Advisor. Cambridge Investment Research, Inc. and Brown Financial Management Group, LLC are not affiliated.

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Paladin Research Report For:

Thomas Brown

Brown Financial Management Group LLC