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Craig +  Thompson - Financial Advisor in Lafayette, LA

Paladin Research Report For:

Craig Thompson

Assets Solutions

ChFC®
4400-A Ambassador Caffery Pkwy., #318
Lafayette, LA 70508
619-709-0066

About Craig Thompson

Asset Solutions Advisory Services, Inc. is a fee-based registered investment advisor specializing in helping the needs of retirees, those nearing retirement (within 15 years of retirement), and other investors with similar investment goals.

We are an active money manager that looks to generate steady long-term returns, while protecting clients from large losses during major market corrections. To achieve this, we focus on employing technical analysis to take advantage of changing opportunities in the market, while preserving capital.

See Disclosures

General Information

Firm Start Year
  • 2002
No. of Employees
  • 1
CRD#
  • 1667257
Firm CRD#
  • 120017
Name of Broker/Dealer
  • None (RIA Firm)
Name of Custodial Firm
  • TD Ameritrade
States Licensed in
  • LA, CA and TX
Years of Experience in Financial Services
  • 31
Number of Years with Current Firm
  • 19
Work Experience
  • Craig Thompson began his career in 1987 working for a large mutual fund/brokerage firm. Five years later, he began working for an insurance company that provided financial planning, insurance and investment services. He became disenchanted by the failings of the buy-and-hold advice that his firm provided and so he began his own firm in 2002 which focused on technical analysis to help his clients achieve their investment goals without the large losses that are typical of a buy-and-hold strategy.

    Craig graduated from the University of Louisiana at Lafayette with a degree in Business Administration. He is a member of the National Association of Active Investment Managers, and the Chartered Market Technicians Association, and has been a frequent guest speaker on The Financial Advisors Radio Program on News Radio 600 KOGO. Ready to share his expertise, he has provided educational workshops for many large firms, including Solar Turbines, Millipore, IMED, and The San Diego Career Center.
Work with the following types of clients
  • Investment Clubs, Businesses, Individual Investors, Non-Profit Organizations
Advisory Services Provided
  • Wealth Management, Money Management, Risk Management, Financial Planning for Individuals, 401K Rollovers, Financial Advice & Consulting, Investment Advice & Management, Financial Planning, Retirement Planning, Portfolio Management

Compliance

Registered Investment Advisor
  • Yes
Compliance Disclosures in Last 5 years
  • Have a clean record
Criminal Disclosures in Last 5 years
  • Have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations
  • ChFC®

Firm Information

Firm's Number of Clients
  • 39
Firm's Number of Managed Clients
  • 39
Assets Managed by Firm
  • $20,824,000
Advisor's Number of Clients
  • 39
Advisor's Number of Managed Clients
  • 39
Advisor's Number of Planning Clients
  • 39
Assets Managed by Advisor
  • 20,824,000

Compensation and Fees

Fee Structure
  • Fee-Only
Minimum Portfolio Size for New Managed Accounts
  • $100,000
Fee % Based on Assets
  • 1/2% - 2%
Additional Details on Charges
  • Advisory fee is based on account size and charged quarterly directly from client accounts.
Minimum Fee Charged for Managed Accounts
  • $2,000

Education

Bachelor of Science - Business Management
  • University of Louisiana at Lafayette
    08/01/1982 - 12/15/1986

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

https://assetsolutions.info/wp-content/uploads/2018/04/Web_Site_Full_Disclosure_version_1_002.pdf

Additional Detailed Disclosures

https://www.paladinregistry.com/disclosure/1890090/paladinregistry-assets-solutions-detailed-disclosure

Disclaimer

Asset Solutions is a registered investment adviser located in Youngsville, LA. Asset Solutions may only transact business in those states in which it is registered, which include CA, LA and TX, or qualifies for an exemption or exclusion from registration requirements.

BASIC INFORMATION NEEDED FOR THE INQUIRY