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Simon + Reeves - Financial Advisor in Irvine, CA

Paladin Research Report For:

Simon Reeves

TideRock Financial

9900 Research Drive
Irvine, CA 92618
877-433-3665

About Simon Reeves

TideRock Financial is an independent investment firm providing comprehensive wealth management services to high-net-worth individuals and families, as well as investment management for qualified company 401(k) plans.

Our mission is to give our clients the kind of financial peace of mind that can only come with a strong long-term plan and a trusted advisor. We help our clients find ways to minimize the time they spend on financial and tax matters so they can focus on the things that matter most in their lives.

TideRock Financial is differentiated from other investment advisory firms in its fee-based approach that puts its clients' interests in the forefront of every investment decision. We act as your fiduciary, which means we do not receive any incentives to invest in one financial product or fund over another.

Our investment strategy is founded on more than 20 years of trading and investment experience. By accessing institutional-level funds and alternative investment vehicles that are not available to the general public, TideRock Financial creates highly-customized portfolios that are designed to minimize risk and maximize cash flow.

See Disclosures

General Information

Firm Start Year
  • 2004
No. of Employees
  • 2-4
CRD#
  • 2835991
Firm CRD#
  • 155622
Insurance License#
  • Life & Health
States Licensed in
  • CA
Years of Experience in Financial Services
  • 25
Number of Years with Current Firm
  • 10
Work with the following types of clients
  • Individual Investors, Businesses, Non-Profit Organizations
Advisory Services Provided
  • Portfolio Management, 401K Rollovers, Wealth Management, Estate Planning & Trusts

Compliance

Registered Investment Advisor
  • Yes
Registered Representative
  • Yes
Investment Advisor Representative
  • Yes

Qualifications & Membership

Securities Licenses
  • Series 65
Insurance and Annuity Licenses
  • Annuity, Health, Variable Annuity, Long Term Care, Life
Financial Organization Memberships
  • FINRA (Financial Industry Regulatory Authority

Firm Information

Assets Managed by Firm
  • $95,000,000.00

Compensation and Fees

Fee Structure
  • Fee-Based
Minimum Portfolio Size for New Managed Accounts
  • $500,000
Compensation Methods
  • Based on Assets, Hourly, Flat Fee

Education

Bachelor of Arts - General Studies with emphasis on Global Economics
  • University of Michigan
    -

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures

https://www.paladinregistry.com/disclosure/1816966/paladinregistry-tiderock-financial-detailed-disclosure

BASIC INFORMATION NEEDED FOR THE INQUIRY