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Simon + Reeves - Financial Advisor in Irvine, CA

Paladin Research Report For:

Simon Reeves

TideRock Financial

9900 Research Drive
Irvine, CA 92618
877-433-3665

General Information

Firm Start Year
  • 2004
No.of Employees
  • 2-4
CRD#
  • 2835991
Firm CRD#
  • 155622
Insurance License#
  • Life & Health
States Licensed in
  • CA
Years of Experience in Financial Services
  • 25
Number of Years with Current Firm
  • 10
Work with the following types of clients
  • Non-Profit Organizations, Individual Investors, Businesses
Advisory Services Provided
  • Wealth Management, 401K Rollovers, Estate Planning & Trusts, Portfolio Management

Compliance

Registered Investment Advisor
  • Yes
Registered Representative
  • Yes
Investment Advisor Representative
  • Yes

Qualifications & Membership

Securities Licenses
  • Series 65
Insurance and Annuity Licenses
  • Health, Long Term Care, Variable Annuity, Life, Annuity
Financial Organization Memberships
  • FINRA (Financial Industry Regulatory Authority

Firm Information

Assets Managed by Firm
  • $95,000,000.00

Compensation and Fees

Fee Structure
  • Fee-Based
Minimum Portfolio Size for New Managed Accounts
  • $500,000
Compensation Methods
  • Flat Fee, Hourly, Based on Assets

Education

Bachelor of Arts - General Studies with emphasis on Global Economics
  • University of Michigan
    -

BASIC INFORMATION NEEDED FOR THE INQUIRY