Malcolm E. Polley, CFA

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About Malcolm E. Polley, CFA

Malcolm began his career in 1987 on Black Monday. He has over 35 years of investment and planning experience having acted in various capacities with a number of firms. He led the effort to form Stewart Capital Advisors, LLC, and SEC registered investment advisor subsidiary of S&T Bank and acted as its President and Chief Investment officer for 18 years. He has been quoted in the financial press and has been a guest on various financial and investment programs including Squawk Box, Squawk on the Street, Power Lunch, Closing Bell, Fox Business, Bloomberg TV and Bloomberg Radio. He was also quoted by Andrew Ross Sorkin in his bestselling book, "Too Big to Fail".

See Disclosures

General Information

Firm Start Year

2024

No. of Employees

CRD#

1875697

Firm CRD#

283816

Name of Custodial Firm

Fidelity

Years of Experience in Financial Services

Number of Years with Current Firm

Work Experience

Malcolm has held leadership positions with many financial services organizations including Stewart Capital Advisors LLC, S&T Wealth Management, Marquette Trust Company, Marquette Advisory Services, and West Bank. He received a BBA in finance from Iowa State University. He holds the Chartered Financial Analyst® designation and is a member and past president of the CFA Society of Pittsburgh. Malcolm has served as adjunct faculty at the Eberly College of Business and Technology at the Indiana University of Pennsylvania.

Work with the following types of clients

Investment Clubs, Businesses, Non-Profit Organizations, Individual Investors

Advisory Services Provided

401K Rollovers, Portfolio Management, Financial Planning, Estate Planning & Trusts, Investment Advice & Management, Financial Advice & Consulting, Wealth Management, Money Management, Financial Planning for Individuals, Financial Planning for Businesses, Retirement Planning

Compliance

Registered Investment Advisor

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFA^®

Firm Information

Firm's Number of Clients

Firm's Number of Managed Clients

Assets Managed by Firm

4,343,358

Advisor's Number of Clients

Advisor's Number of Managed Clients

Advisor's Number of Planning Clients

Assets Managed by Advisor

$4.34 million

Compensation and Fees

Fee Structure

Fee-Only

Compensation Methods

Based on Assets

Fee % Based on Assets

Additional Details on Charges

Fees are based solely on assets under management.

Education

Bachelor of Business Administration - Finance

Iowa State University
08/25/1980 -12/20/1985

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1893101/paladinregistry-Barnwood-Capital-LLC-detailed-disclosure.html

Disclaimer

Investment advice offered through Stratos Wealth Advisors, LLC, a registered investment advisor.

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Paladin Research Report For:

Barnwood Capital LLC