JonathanM. Spatz- Financial Advisor Hickory, NC

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About Jonathan M. Spatz

At Epic Financial, we are people just like you. We have families that we love and want to
protect. We employ the same strategies and products that we recommend to our clients.
We are in the same boat as you. We may not be in the same phase of life, but we are
working toward the same goal.

We want to be financially secure, protect our families, efficiently use our money, and have
a comfortable retirement.

Let us help you obtain financial security thru educating, developing, and implementing
your unique plan.

See Disclosures

General Information

Firm Start Year

2012

No. of Employees

CRD#

4161821

Firm CRD#

137658

Insurance License#

6588573

Name of Broker/Dealer

BROOKSTONE WEALTH ADVISORS, LLC

States Licensed in

NC, SC, FL, GA, VA

Years of Experience in Financial Services

Number of Years with Current Firm

Work Experience

Jonathan has been in the Financial Services industry straight out of college for the past 22 years. He began his career with A. G. Edwards & Sons (now Wells Fargo Advisors) before going independent to serve his clients.

Work with the following types of clients

Individual Investors, Businesses

Foreign Languages Serviced

English

Advisory Services Provided

401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Insurance Products & Annuities, Estate Planning & Trusts, Investment Advice & Management, Wealth Management, Risk Management, Financial Planning for Individuals, Financial Planning for Businesses, Financial Advice & Consulting, Money Management

Compliance

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Securities Licenses

Series 66

Insurance and Annuity Licenses

Annuity, Long Term Care, Life, Health

Firm Information

Advisor's Number of Clients

100+

Advisor's Number of Managed Clients

100+

Advisor's Number of Planning Clients

100+

Assets Managed by Advisor

$50,000,000+

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$250,000

Compensation Methods

Commissions, Based on Assets

Fee % Based on Assets

0.5-1.5%

Education

BSBA - Finance and Banking

Appalachian State University
8/1995 -12/1999

Disclosures

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Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1884834/paladinregistry-Epic-Income-Advisors-detailed-disclosure.html

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Paladin Research Report For:

Jonathan M. Spatz

Epic Income Advisors