CharlesHelme- Financial Advisor Greenwich, CT

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About Charles Helme

Charles Helme joined BH Asset Management as Managing Director of Investments in 2010 and leads the investment and research areas of the firm. From 2002 to 2010, Mr. Helme was Senior Portfolio Manager of Pinnacle Associates, Ltd, in New York, where he managed portfolios for corporations, endowments, universities, pensions, and high-net-worth individuals across several high-alpha investment strategies. For seven years prior to joining Pinnacle, Mr. Helme was Managing Director of Investments at Carret and Company LLC, acting as Portfolio Manager to both institutions and high-net-worth individuals. From 1988 to 1995, Mr. Helme rose to Senior Investment Officer and Chairman of the Investment Policy Committee at Republic National Bank (now HSBC, USA). At the bank and various holding company subsidiaries, Mr. Helme was responsible for all Trust and Investment Management portfolio investments for separate accounts and several mutual fund strategies. From 1982 until then, he was Vice President of Investments for Moran Asset Management, a leading investment counselor and mutual fund advisor.

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General Information

Firm Start Year

2020

No. of Employees

automated call

CRD#

712007

Firm CRD#

152117

Name of Custodial Firm

Charles Schwab, TD Ameritrade Fidelity Investments, Pershing, JP Morgan, Morgan Stanley, Comerica.

States Licensed in

CT, NY, FL

Years of Experience in Financial Services

Number of Years with Current Firm

Work Experience

Mr. Helme began his career in 1980 at Ernst & Company, New York Stock Exchange and American Stock Exchange Specialists. Mr. Helme graduated from New York University Stern School of Business. He is active in a variety of local charitable and community organizations.

Work with the following types of clients

Businesses, Non-Profit Organizations, Individual Investors

Foreign Languages Serviced

Spanish

Advisory Services Provided

Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Planning for Individuals, Financial Planning for Businesses, Education Funding and Planning

Compliance

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Securities Licenses

Series 65

Firm Information

Firm's Number of Clients

Firm's Number of Planning Clients

Firm's Number of Managed Clients

Assets Managed by Firm

116,000,000

Advisor's Number of Clients

Advisor's Number of Managed Clients

Advisor's Number of Planning Clients

Assets Managed by Advisor

105,000,000

Compensation and Fees

Fee Structure

Fee-Only

Minimum Portfolio Size for New Managed Accounts

$500000

Compensation Methods

Based on Assets

Fee % Based on Assets

25-125 BPs

Additional Details on Charges

Fee level depends on service desired and assets under management (Domestic Large Cap Growth, Enhanced Dividend, International, Convertible Bond, Municipal Bond, Buy-Write, Socially Responsible Investing (SRI), ESG Investing, Taxable Fixed Income, Emerging Market, etc.)

Minimum Fee Charged for Managed Accounts

None

Minimum Fee Charged for Hourly Planning Accounts

Disclosures

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Additional Detailed Disclosures
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Paladin Research Report For:

Charles Helme

BH Asset Management, LLC