Daniel Wiersma- Financial Advisor Gig Harbor, WA

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About Daniel Wiersma

At Harbor Wealth Management we understand that retirees face many important decisions that can affect their long-term financial success. Some of these decisions revolve around making investments that will help create a hedge against outliving their income, the impact of inflation, taxation, and rising healthcare costs. Because over ninety percent of our clients are retirees with similar concerns, we are in an advantageous position to approach such challenges with experience and skill

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General Information

Firm Start Year

2010

No. of Employees

CRD#

2126442

Firm CRD#

2126442

Insurance License#

71917

Name of Broker/Dealer

LPL Financial

States Licensed in

WA, OR, CA

Years of Experience in Financial Services

Number of Years with Current Firm

Work Experience

1990 Began at Thrivent Financial to 2002 Mass Mutual 2002 to 2004 Commonwealth Financial 2004 to 2010. Started Harbor Wealth Management in 2010 to Present

Work with the following types of clients

Individual Investors

Advisory Services Provided

Money Management, Financial Planning for Individuals, Wealth Management, Financial Advice & Consulting, Investment Advice & Management, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers

Compliance

Registered Investment Advisor

Registered Representative

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

Have a clean record

Criminal Disclosures in Last 5 years

Have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

AIF^®

Securities Licenses

Series 7, Series 6, Series 63, Series 65

Insurance and Annuity Licenses

Variable Life, Long Term Care, Variable Annuity, Life, Annuity

Firm Information

Advisor's Number of Clients

Advisor's Number of Managed Clients

Advisor's Number of Planning Clients

Assets Managed by Advisor

$40,000,000

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

250000

Compensation Methods

Based on Assets, Hourly, Commissions

Fee % Based on Assets

1.15%

Hourly Rate

Additional Details on Charges

1.15% on accounts less than $250,000 on average

Minimum Fee Charged for Managed Accounts

1.15%

Disclosures

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Securities and Advisory services offered through LPL Financial. A registered investment advisor. Member FINRA & SIPC. The LPL Financial representative associated with this website may discuss and/or transact securities business only with residents of the following states: CA, OR, WA.

Additional Detailed Disclosures
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Paladin Research Report For:

Daniel Wiersma

Harbor Wealth Management / LPL Financial