RodSchauer- Financial Advisor Fargo, ND

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About Rod Schauer

Complete Investment Advisory is a fee based Investment Advisory firm dedicated to helping clients invest without the concerns of commissions getting in the way of sound advice with the focus on your future not our current commission.

We help clients design a future that fits their risk tolerance and rate of return needed to accomplish their goals.

We have a Chartered Financial Consultant on staff to help you plan your future using sound financial principal for your life and the life of your money beyond you.

See Disclosures

General Information

Firm Start Year

1980

No. of Employees

CRD#

6023553

Firm CRD#

166876

Insurance License#

658863

Name of Broker/Dealer

Name of Custodial Firm

TD Ameritrade

States Licensed in

Years of Experience in Financial Services

Number of Years with Current Firm

Work Experience

Chartered Financial Consultant and income tax preparer

Work with the following types of clients

Non-Profit Organizations, Individual Investors, Businesses

Foreign Languages Serviced

Advisory Services Provided

Wealth Management, Money Management, Risk Management, Financial Planning for Individuals, Tax Advice and Services, 401K Rollovers, Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Retirement Planning, Portfolio Management

Compliance

Registered Investment Advisor

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

ChFC^®

Securities Licenses

Series 65

Insurance and Annuity Licenses

Life, Long Term Care, Annuity, Health

Firm Information

Firm's Number of Clients

Firm's Number of Planning Clients

Firm's Number of Managed Clients

Assets Managed by Firm

Advisor's Number of Clients

Advisor's Number of Managed Clients

Advisor's Number of Planning Clients

Assets Managed by Advisor

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

50,000

Compensation Methods

Hourly, Based on Assets

Fee % Based on Assets

1.5%-.05%

Hourly Rate

$250.00

Flat Fee Rate

Additional Details on Charges

We design you financial plan and investment strategy to help achieve your goals.

Minimum Fee Charged for Managed Accounts

Minimum Fee Charged for Hourly Planning Accounts

Minimum Fee Charged for Flat Fee Accounts

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1842219/paladinregistry-Complete-Investment-Advisory-LLC-detailed-disclosure.html

Paladin Advisors

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Paladin Research Report For:

Rod Schauer

Complete Investment Advisory LLC