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Rod + Schauer - Financial Advisor in Fargo, ND

Paladin Research Report For:

Rod Schauer

Complete Investment Advisory LLC

ChFC®
3211 Fiechtner Dr
Suite 6
Fargo, ND 58103
701-277-9392
Visit Website
https://www.completeinvestmentadvisory.com

About Rod Schauer

Complete Investment Advisory is a fee based Investment Advisory firm dedicated to helping clients invest without the concerns of commissions getting in the way of sound advice with the focus on your future not our current commission.

We help clients design a future that fits their risk tolerance and rate of return needed to accomplish their goals.

We have a Chartered Financial Consultant on staff to help you plan your future using sound financial principal for your life and the life of your money beyond you.

See Disclosures

General Information

Firm Start Year
  • 1980
No. of Employees
  • 2-4
CRD#
  • 6023553
Firm CRD#
  • 166876
Insurance License#
  • 658863
Name of Broker/Dealer
  • NA
Name of Custodial Firm
  • TD Ameritrade
States Licensed in
  • na
Years of Experience in Financial Services
  • 31
Number of Years with Current Firm
  • 30
Work Experience
  • Chartered Financial Consultant and income tax preparer
Work with the following types of clients
  • Individual Investors, Non-Profit Organizations, Businesses
Foreign Languages Serviced
  • NA
Advisory Services Provided
  • Tax Advice and Services, Annuities, Insurance Planning, Financial Planning for Individuals, Financial Advice & Consulting, Estate Planning & Trusts, Portfolio Management, Retirement Planning, 401K Rollovers, Risk Management, Money Management, Wealth Management

Compliance

Registered Investment Advisor
  • Yes
Investment Advisor Representative
  • Yes
Acknowledged fiduciary
  • Yes
Compliance Disclosures in Last 5 years
  • Have a clean record
Criminal Disclosures in Last 5 years
  • Have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations
  • ChFC®
Securities Licenses
  • Series 65
Insurance and Annuity Licenses
  • Long Term Care, Life, Health, Annuity

Firm Information

Firm's Number of Clients
  • 215
Firm's Number of Planning Clients
  • NA
Firm's Number of Managed Clients
  • NA
Assets Managed by Firm
  • NA
Advisor's Number of Clients
  • 180
Advisor's Number of Managed Clients
  • NA
Advisor's Number of Planning Clients
  • NA
Assets Managed by Advisor
  • NA

Compensation and Fees

Fee Structure
  • Fee-Based
Minimum Portfolio Size for New Managed Accounts
  • 50,000
Compensation Methods
  • Based on Assets, Hourly
Fee % Based on Assets
  • 1.5%-.05%
Hourly Rate
  • $250.00
Flat Fee Rate
  • na
Additional Details on Charges
  • We design you financial plan and investment strategy to help achieve your goals.
Minimum Fee Charged for Managed Accounts
  • na
Minimum Fee Charged for Hourly Planning Accounts
  • na
Minimum Fee Charged for Flat Fee Accounts
  • na

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures

https://www.paladinregistry.com/disclosure/1842219/paladinregistry-complete-investment-advisory-llc-detailed-disclosure

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Paladin Advisors

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Connect with us

  • Office Address
    12150 Monument Drive, Suite 700
    Fairfax, VA, 22033
  • Telephones
    Tel: 703-651-2060
    Fax: 703-259-4487
  • Social Networks

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