Alexander Mills

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About Alexander Mills

"The best time to plant a tree was 20 years ago, but the second-best time is today." These words and the lessons my father taught me over the years instilled in me a planner's mindset and a passion for educating others. The old saying "an ounce of prevention is worth a pound of cure" is true in financial planning as well. My clients want a coach who can help them sort through the abundance of information available today while teaching them how to achieve their goals. As a father, I think a lot about the future of my two sons and want our financial resources to be a positive influence. As a husband, I want the security of knowing that my wife will be financially secure if the unexpected ever happens to me. My clients feel the same way. That's why I help families to save more, identify growth opportunities, protect what they've grown, and efficiently transfer their wealth to the next generation. I want my clients to live the life they love. Over the last several years, building my practice, I have felt the struggles and the pride of creating something of value, which is why I help business owners with strategies to get the most out of their business while managing their risk. When you decide to work with our practice, we start by understanding what is most important to you. Then our established process is used to build personalized strategies that fit your needs to help you achieve your financial goals. Lastly, we partner with you for the rest of your life to keep you on track. When I meet with clients, I want them to leave feeling understood, informed, in control and secure - with confidence in their future so they can focus their time enjoying what is important to them today. Outside of this important work, you can find me playing drums, reading a good spy book, playing fetch with our dog Seamus, or enjoying the Maine outdoors. Most often though, I'm with my family: at the playground, at a hockey rink or ball field, or at the beach and being the best father and husband I can be.

See Disclosures

General Information

Firm Start Year

2013

No. of Employees

10-19

CRD#

6317420

Firm CRD#

8032

Years of Experience in Financial Services

Number of Years with Current Firm

Work with the following types of clients

Businesses, Non-Profit Organizations, Individual Investors

Advisory Services Provided

Estate Planning & Trusts, Financial Advice & Consulting, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Wealth Management

Compliance

Registered Representative

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Securities Licenses

Series 7, Series 66

Insurance and Annuity Licenses

Health, Life, Variable Annuity, Long Term Care, Variable Life, Annuity, Casualty, Disability

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$250,000

Compensation Methods

Based on Assets, Flat Fee

Fee % Based on Assets

0.6 - 1.25

Hourly Rate

$250+

Minimum Fee Charged for Managed Accounts

$3,500

Minimum Fee Charged for Hourly Planning Accounts

$2,500

Disclosures

Commonwealth Financial Network ADV 2A
https://adviserinfo.sec.gov/firm/brochure/8032

Additional Detailed Disclosures
https://content.commonwealth.com/media/Mills_Alexander%20WiserAdvisor%20Promoter%20Disclosure.pdf

Disclaimer

Securities and advisory services offered through Commonwealth Financial Network®, Member FINRA/SIPC, a Registered Investment Adviser. The Commonwealth Advisor(s) associated with this profile may discuss and/or transact business only with residents of states in which they are registered. You may review a list of Advisor's registrations and other information by visiting BrokerCheck. Fixed insurance products and services are separate from and not offered through Commonwealth.

Alex Mills is dually registered as a registered representative and investment adviser representative of Commonwealth Financial Network®. In these roles, Alex is able to offer two types of accounts: brokerage accounts and asset management accounts. When serving as your advisor on a brokerage account, Alex is required to act in accordance with the requirements of Regulation Best Interest (Reg BI). When serving as your advisor on an asset management account, Alex is required to act in a fiduciary capacity.

In addition to the annual management fee, clients may pay transaction charges (for PPS Custom) or program fees (for PPS Select) and administrative charges, and miscellaneous account fees and charges, as described in the Master Services Agreement (MSA) or PPS Client Agreement (as applicable) and Commonwealth's ADV Part 2A Brochure."

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