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Paladin Research Report For:

Michael Klein

Bleakley Financial Group

CFP®
100 Passaic Ave
Suite 300
Fairfield, NJ 07004
973-575-4180

About Michael Klein

Mike is a financial advisor at Bleakley Financial Group. He provides personalized wealth management solutions for individuals, families, business owners, foundations and entrepreneurs. He also provides integrated planning and investment strategies, including tax and estate planning, risk management and retirement planning, to help grow and protect clients wealth.

Mike is a graduate of Mount Saint Mary College & joined the firm in 2012. He has worked in numerous capacities at the firm, starting with an internship while he was still attending college, to joining the firm full time as an investment analyst upon graduation, & currently as a financial advisor. This has helped him develop a core understanding of the planning process and all of its elements.

Mike is an avid fitness enthusiast and sports fan. He is a CERTIFIED FINANCIAL PLANNER (CFP®) and holds the FINRA Series 7 & Series 66 registrations through LPL Financial, as well as life and health insurance licenses.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the CFP® certification mark, the CERTIFIED FINANCIAL PLANNER certification mark, and the CFP® certification mark (with plaque design) logo in the United States, which it authorizes use of by individuals who successfully complete CFP Board's initial and ongoing certification requirements.

See Disclosures

General Information

Firm Start Year
  • 1985
No. of Employees
  • 100-499
CRD#
  • 6281153
Firm CRD#
  • 318366
Insurance License#
  • 19185005
Name of Broker/Dealer
  • LPL Financial
States Licensed in
  • NY, NJ, MO, PA, FL, VA
Years of Experience in Financial Services
  • 12
Number of Years with Current Firm
  • 12
Work with the following types of clients
  • Businesses, Individual Investors
Advisory Services Provided
  • Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Legal Advice and Services, Risk Management, Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management

Compliance

Registered Investment Advisor
  • Yes
Registered Representative
  • Yes
Investment Advisor Representative
  • Yes
Acknowledged fiduciary
  • Yes
Compliance Disclosures in Last 5 years
  • I have a clean record
Criminal Disclosures in Last 5 years
  • I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations
  • CFP®
Securities Licenses
  • Series 7, Series 66
Insurance and Annuity Licenses
  • Variable Life, Accident, Disability, Life, Health, Annuity, Long Term Care, Variable Annuity

Firm Information

Assets Managed by Firm
  • 7,454,388,626
Advisor's Number of Clients
  • 300
Assets Managed by Advisor
  • $250,000,000

Compensation and Fees

Fee Structure
  • Fee-Based
Minimum Portfolio Size for New Managed Accounts
  • $250,000
Compensation Methods
  • Flat Fee, Based on Assets

Education

Bachelors -

Mount Saint Mary College
08/2010 -05/2014

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1892022/paladinregistry-Bleakley-Financial-Group-detailed-disclosure.html

Disclaimer

Advisors associated with Bleakley Financial Group, LLC may be: (1) registered representatives with, and securities offered through LPL Financial, Member FINRA/SIPC, (2) registered representatives with, and securities offered through LPL Financial, Member FINRA/SIPC and investment advisor representatives of Bleakley Financial Group, LLC; or (3) solely investment advisor representatives of Bleakley Financial Group, LLC, and not affiliated with LPL Financial. Investment advice offered through Bleakley Financial Group, LLC, a registered investment advisor and separate entity from LPL Financial.