Paladin Research Report For:
Joel Orris
CJE Financial LLC
About Joel Orris
Joel graduated from the University of Delaware with a Bachelor's degree in accounting and a minor in finance. Prior to entering the financial services industry, Joel worked as a Certified Public Accountant for three years.* He has been a keynote speaker at various seminars, and has appeared on radio and television programs.
Joel enjoys giving back to the community through various charitable organizations, such as Spectrum 360. Outside of work, Joel enjoys traveling, playing sports, and spending time with his family
* Joel is now a non-practicing CPA as CJE Financial LLC does not provide tax advice.
General Information
Firm Start Year
- 2018
CRD#
- 1745120
Firm CRD#
- 298240
Years of Experience in Financial Services
- 35
Number of Years with Current Firm
- 4
Work Experience
- Joel has been helping clients achieve their financial goals for over 30 years. He began his career with Gibraltar Securities which, after two subsequent mergers, became RBC Dain Rauscher, and continued there until 2006, when he founded CJE Financial, which he currently owns today. In 2018, Joel became a registered advisor with Coastal Equities and Key Client Fiduciary Advisors.
Joel holds the Series 7, 9, 10, 24, 63 and 65 registrations.
Work with the following types of clients
- Investment Clubs, Businesses, Individual Investors, Non-Profit Organizations, High Net Worth Individuals
Advisory Services Provided
- Investment Advice & Management, Estate Planning & Trusts, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Financial Advice & Consulting
Compliance
Registered Investment Advisor
- Yes
Registered Representative
- Yes
Investment Advisor Representative
- Yes
Acknowledged fiduciary
- Yes
Compliance Disclosures in Last 5 years
- I have a clean record
Criminal Disclosures in Last 5 years
- I have a clean record
Qualifications & Membership
Securities Licenses
- Series 65, Series 7, Series 9, Series 10, Series 24, Series 63
Firm Information
Total Assets Under Management by Advisor
- 150,000,000
Compensation and Fees
Fee Structure
- Fee-Based
Compensation Methods
- Based on Assets, Commissions
Education
Bachelors of Science -
University of Delaware
08/01/1979 -05/01/1983
Disclosures
PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.
https://www.cjefinancial.com/s/Orris-ADV
https://www.cjefinancial.com/s/Tishelman-ADV
Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1890394/paladinregistry-CJE-Financial-LLC-detailed-disclosure.html
Disclaimer
Joel D. Orris and Gabriel Tishelman are Registered Representatives of Coastal Equities, Inc., and Investment Advisory Representatives of Coastal Investment Advisors, Inc. and Key Client Fiduciary Advisors, LLC.
Securities are offered through Coastal Equities, Inc. Member FINRA/SIPC; Investment Advisory Services are offered through Coastal Investment Advisors, Inc., a U.S. SEC Registered Investment Advisor, co-located at 1201 N. Orange St., Suite 729, Wilmington, DE 19801. Investment Advisory services are also offered through Key Client Fiduciary Advisors, LLC, U.S. SEC Registered Investment Advisor, located at 363 Route 46 West, Suite 300, Fairfield, NJ 07004.
CJE Financial LLC, Inc. is not affiliated with Coastal Equities, Inc., Coastal Investment Advisors, Inc., or Key Client Fiduciary Advisors, LLC.
Key Client Fiduciary Advisors, LLC (Key Client or the Firm) is an SEC Registered Investment Advisor located in New Jersey. Registration does not imply a certain level of skill or training. The Firm may only transact business in those states in which it is notice filed, or qualifies for an exemption or exclusion from notice filing requirements. For information pertaining to the registration status of the Firm, as well as its fees and services, please contact the Firm or refer to the Investment Adviser Public Disclosure website (www.adviserinfo.sec.gov). No portion of any content on this website is to be interpreted as a testimonial or endorsement of Key Clients investment advisory services and it is not known whether any clients referenced herein approve of Key Client or its services; nor should it be assumed that any references to clients are representative of all of the Firms clients experiences. The information contained herein should not be construed as personalized investment advice and should not be considered as a solicitation to buy or sell any security or engage in a particular investment strategy. Past performance is no guarantee of future results. Investing in the stock market involves gains and losses and may not be suitable for all investors. Key Client does not make any representations as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to on this website or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.
Paladin Advisors