Esai Ferguson

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About Esai Ferguson

Esai graduated from Pensacola Christian College with a Bachelors in Finance and Business Management. He currently holds his series 7, 63, and 66 securities registrations with LPL Financial, and his 2-15 with the state for life, variable and health. As a CERTIFIED FINANCIAL PLANNER^™ professional, He is dedicated to bringing value to pre-retirees who face challenges with investment direction, discipline, confidence, and trust. He provides financial planning strategies to help you pursue your short and long-term financial goals.

See Disclosures

General Information

CRD#

6817255

Firm CRD#

6817255

Insurance License#

W763033

States Licensed in

FL, SC, IA

Years of Experience in Financial Services

Number of Years with Current Firm

Work Experience

Over my fives years in the financial services industry, I have dedicated my life to the well-being of my clients. Through positions held at T Rowe Price and Morgan Stanley, I had the privilege of managing multi millions of dollars in assets while providing sophisticated financial planning services. These experiences in investment management and financial planning gave me the platform to start my own practice in 2021 where I continue the world class service to my clients and prospects.

Work with the following types of clients

Businesses, Individual Investors

Advisory Services Provided

Education Funding and Planning, Risk Management, Financial Planning, Insurance Products & Annuities

Compliance

Registered Investment Advisor

Registered Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP^®

Securities Licenses

Series 63, Series 7, Series 6, Series 66

Insurance and Annuity Licenses

Variable Life, Annuity, Health, Life, Variable Annuity, Long Term Care

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$250,000

Compensation Methods

Based on Assets, Commissions

Fee % Based on Assets

Additional Details on Charges

Fee ranges from 1.00% to 1.35% depending on assets and recommended programs. Financial Planning services are no additional cost with managed assets.

Minimum Fee Charged for Managed Accounts

Education

B.A. Finance and Business Management - Finance / Business Management

Pensacola Christian College
08/2013 -05/2017

Disclosures

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Additional Detailed Disclosures
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Disclaimer

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