EsaiFerguson- Financial Advisor Estero, FL

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About Esai Ferguson

Investment Concepts provides individuals and businesses with an array of financial planning strategies. As a CERTIFIED FINANCIAL PLANNER^™ professional, Esai Ferguson leads with experience and strives to bring confidence to any financial situation.

See Disclosures

General Information

CRD#

6817255

Firm CRD#

6817255

Insurance License#

W763033

States Licensed in

FL, SC, IA

Years of Experience in Financial Services

Number of Years with Current Firm

Work Experience

Over my fives years in the financial services industry, I have dedicated my life to the well-being of my clients. Through positions held at T Rowe Price and Morgan Stanley, I had the privilege of managing multi millions of dollars in assets while providing sophisticated financial planning services. These experiences in investment management and financial planning gave me the platform to start my own practice in 2021 where I continue the world class service to my clients and prospects.

Work with the following types of clients

Businesses, Individual Investors

Advisory Services Provided

Education Funding and Planning, Risk Management, Financial Planning, Insurance Products & Annuities

Compliance

Registered Investment Advisor

Registered Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP^®

Securities Licenses

Series 63, Series 7, Series 6, Series 66

Insurance and Annuity Licenses

Variable Life, Annuity, Health, Life, Variable Annuity, Long Term Care

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$250,000

Compensation Methods

Based on Assets, Commissions

Fee % Based on Assets

Additional Details on Charges

Fee ranges from 1.00% to 1.35% depending on assets and recommended programs. Financial Planning services are no additional cost with managed assets.

Minimum Fee Charged for Managed Accounts

Education

B.A. Finance and Business Management - Finance / Business Management

Pensacola Christian College
08/2013 -05/2017

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

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Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1890761/paladinregistry-Investment-Concepts-detailed-disclosure.html

Disclaimer

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Paladin Research Report For:

Esai Ferguson

Investment Concepts