Steve Montgomery

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About Steve Montgomery

Mr. Montgomery is the Founder and CEO of Legion Private Wealth Management. The combination of experience and the development of long-standing relationships across multiple asset sectors helped Mr. Montgomery developed and honed his skills to combine seemingly unrelated assets in unique ways and create new advantages. His real-world success and insight led Mr. Montgomery to leverage his desire in helping and advising people from harm's way bringing honor and hope to families all over the world.

Before becoming an entrepreneur, Mr. Montgomery honed his ability to get to any table in his commitment to being a person of value and enjoyed a stellar career in the financial services industry with both Morgan Stanley Smith Barney and Merrill Lynch. This experience crafted his leadership and dealmaking skills.

Mr. Montgomery proudly served in the U.S. Navy as a Search and Rescue Swimmer and graduated from the University of Washington with a Mechanical Engineering degree. He is the super proud husband of Lindsey and is a grateful father to three angels on loan who teach him the invaluable lessons of life.

See Disclosures

General Information

No. of Employees

10-19

CRD#

4919043

Firm CRD#

322476

Insurance License#

76649

Name of Broker/Dealer

Name of Custodial Firm

Various

States Licensed in

Years of Experience in Financial Services

Number of Years with Current Firm

Work Experience

Legion Private Wealth Management Founder

Legion Insurance Group Founder

Maverick Trading Equity Trader

Merrill Lynch Financial Advisor

Morgan Stanley Financial Advisor

University Of Washington Bachelors of Science Mechanical Engineering

US Navy Search and Rescue Swimmer

Work with the following types of clients

Businesses, Individual Investors

Advisory Services Provided

Risk Management, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Money Management, Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management

Compliance

Registered Investment Advisor

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFA, CFP^®, CLU^®, ChFC^®, MSFS, CCIM, CVA, ABAR, CM&AA, CPA, NSSA

Securities Licenses

Series 66, Series 7, Series 65

Insurance and Annuity Licenses

Long Term Care, Life, Health, Annuity, Disability

Firm Information

Firm's Number of Clients

2500+

Firm's Number of Managed Clients

2500+

Assets Managed by Firm

$700,000,000

Advisor's Number of Clients

Advisor's Number of Managed Clients

Advisor's Number of Planning Clients

Total Assets Under Management by Advisor

$50,000,000

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$250,000

Compensation Methods

Hourly, Based on Assets, Flat Fee

Fee % Based on Assets

Hourly Rate

$300.00

Additional Details on Charges

At our firm, we believe in providing customized and personalized financial services to meet the unique needs of each individual client. As such, our fees are negotiable and are determined based on the specific requirements and complexity of each client's financial situation.

We understand that every client's financial goals, risk tolerance, and investment preferences are different, and we strive to accommodate those differences in our fee structure. During our initial consultation, we will discuss your financial objectives and gain a comprehensive understanding of your needs. Based on this assessment, we will propose a fee arrangement that aligns with the level of service and support you require.

Minimum Fee Charged for Managed Accounts

Minimum Fee Charged for Hourly Planning Accounts

$300.00

Education

B.A Finance - Finance

Seattle Pacific University
1988 -1990

M.S. Financial Services - Finance

American College
1998 -2000

BSME - Mechanical Engineering

University of Washington
09/2000 -06/2004

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1891654/paladinregistry-Legion-Private-Wealth-Management-detailed-disclosure.html

Disclaimer

Legion Private Wealth Management is a registered investment adviser in the State of Washington. The Adviser may not transact business in states where it is not appropriately registered, excluded or exempted from registration. Individualized responses to persons that involve either the effecting of transactions in securities, or the rendering of personalized investment advice for compensation, will not be made without registration or exemption.

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Paladin Research Report For:

Legion Private Wealth Management