Peter Warren

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About Peter Warren

Peter resides in the Dallas area and has served as a financial consultant since 2010.

He has traveled extensively, conducting missions and teaching English classes overseas. He enjoys spending time with his 10 nieces and nephews and is happy that the youngest one shares his name.

After spending some time traveling alone, Peter has developed a greater appreciation for being around family and is happy to form close relationships with his clients, as well as to serve them in the best possible way. Peter enjoys playing the guitar, running, and attending church.

See Disclosures

General Information

Firm Start Year

2023

No. of Employees

50-99

CRD#

5731252

Firm CRD#

324943

Name of Broker/Dealer

Name of Custodial Firm

Schwab

Years of Experience in Financial Services

Number of Years with Current Firm

Work Experience

Most of Peter's clients are served through portfolio management. But Peter does also have extensive knowledge about qualified and non-qualified plans for small closely held firms. Peter also enjoys shopping client's life policies to reduce costs for his clients as he has several years experience working with clients that hadn't review their policies in many years.

Advisory Services Provided

Financial Advice & Consulting, Investment Advice & Management, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Businesses, Financial Planning for Individuals

Compliance

Registered Investment Advisor

Registered Representative

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Securities Licenses

Series 7, Series 66

Insurance and Annuity Licenses

Variable Annuity, Long Term Care, Variable Life, HMO, Disability, Property, Casualty, Life, Health, Annuity, Accident

Firm Information

Firm's Number of Clients

5000

Firm's Number of Planning Clients

2500

Firm's Number of Managed Clients

5000

Assets Managed by Firm

Advisor's Number of Clients

Advisor's Number of Managed Clients

Advisor's Number of Planning Clients

Assets Managed by Advisor

$70,000,000

Compensation and Fees

Fee Structure

Fee-Only

Minimum Portfolio Size for New Managed Accounts

$100,000

Education

Bachelor of Science - Construction Science

Texas A&M
09/01/1996 -05/01/2001

Disclosures

https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=946770

Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1893195/paladinregistry-Victory-Financial-Group-detailed-disclosure.html

Disclaimer

Securities offered through Purshe Kaplan Sterling Investments, Member FINRA/SIPC. Headquartered at 80 State Street, Albany, NY 12207. Purshe Kaplan Sterling and Victory Financial Group, LLC are not affiliated companies. Investment advisory services offered through Victory Financial Group LLC. Victory Financial Group LLC does not accept orders and/or instructions regarding your account by e-mail, voice mail, fax or any alternate non-verbal method. Transactional details do not supersede normal trade confirmations or statements. This e-mail is intended only for the person or entity to which it is addressed and may contain confidential and/or privileged material. Any review, retransmission, dissemination or other use of, or taking of any action in reliance upon, this information by persons or entities other than the intended recipient is prohibited. If you received this message in error, please contact the sender immediately and delete the material from your computer. Investment advisory services offered through Victory Financial Group LLC. Victory Financial Group LLC does not accept orders and/or instructions regarding your account by e-mail, voice mail, fax or any alternate non-verbal method. Transactional details do not supersede normal trade confirmations or statements. This e-mail is intended only for the person or entity to which it is addressed and may contain confidential and/or privileged material. Any review, retransmission, dissemination or other use of, or taking of any action in reliance upon, this information by persons or entities other than the intended recipient is prohibited. If you received this message in error, please contact the sender immediately and delete the material from your computer.

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Paladin Research Report For:

Victory Financial Group