Jess Newman

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About Jess Newman

I run a financial advisory practice through BMO Investment Services. I serve clients in two key aspects. The first is investment management where I operate as a clients "personal portfolio manager." I collaborate with each client to create a tailored investment portfolio aligned on the client's goals, needs and values. The second is financial planning where I take on the role of a "personal CFO." I ensure my clients have a well-organized financial picture. The four principals that underpin my practice are conviction, fee and tax consciousness, customization, and clear communication.

Prior to joining the BMO Investment Services team, I earned a Bachelors of Science at the University of Texas at Austin and a Master in Business Administration (MBA) at Southern Methodist University. I hold the Chartered Financial Analyst^® (CFA) designation, the CERTFIED FINANCIAL PLANNER^® designation and the Chartered Alternative Investment Analyst (CAIA) designation. I hold my series 7 and 66 licenses, held through LPL Financial along with life and health insurance licenses.

My wife, Christina, and I reside in Dallas, Texas where I was born and raised. We welcomed our daughter, Hollis Newman, into the world in February of 2023. In my spare time, I enjoy golf, boating and college football. I am a long time member of Park Cities Presbyterian Church. As an avid Seinfeld fan, I never tire of the catchphrase greeting "Hello, Newman." Gratitude shapes everything that I do. I thoroughly enjoy my job and am grateful for all clients that allow me to spend my days on a practice that I love.

See Disclosures

General Information

CRD#

7067374

Firm CRD#

6413

States Licensed in

Years of Experience in Financial Services

Number of Years with Current Firm

Work with the following types of clients

Businesses, Individual Investors

Advisory Services Provided

Financial Advice & Consulting, Investment Advice & Management, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Risk Management

Compliance

Registered Representative

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP^®, CFA^®, CAIA^®

Securities Licenses

Series 7, Series 66

Insurance and Annuity Licenses

Long Term Care, Life, Annuity

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$250K+

Compensation Methods

Based on Assets

Education

Bachelors of Science - Economics

University of Texas
08/2002 -08/2006

Disclosures

PaladinRegistry.com provides referrals to financial professionals of LPL Financial, LLC (LPL). PaladinRegistry.com is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay PaladinRegistry.com cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

LPL ADV 2A

https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf

Additional Detailed Disclosures

https://www.lpl.com/content/dam/edam/format/disclosure/wiseradvisor-lpl-detailed-disclosures.pdf

Disclaimer

The LPL Financial registered representatives associated with this website may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.

BMO Bank N.A. ("BMO") provides referrals to financial professionals of BMO Investment Services who are registered representatives of LPL Financial LLC ("LPL") pursuant to an agreement that allows LPL to pay BMO for these referrals. This creates an incentive for BMO to make these referrals, resulting in a conflict of interest. BMO is not a current client of LPL for advisory services. Please visit https://www.lpl.com/disclosures/is-lpl-relationship-disclosure.html for more detailed information.

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