JimLepp- Financial Advisor Cumming, GA

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About Jim Lepp

There are three elements to Financial health - Having a Plan, Managing your Money, and Protecting what you have! Bringing all the pieces of your financial life together is challenging. From budgeting, to planning for retirement, to managing your taxes and your insurance coverage, personal finance never means just one thing and is unique to you. Financial health is about much more than a collection of investments, policies, or a dated plan.

See Disclosures

General Information

Firm Start Year

2019

No. of Employees

CRD#

5915870

Firm CRD#

5915870

Insurance License#

GA 2788583

Name of Broker/Dealer

Cambridge Investment Research Advisors, Inc

States Licensed in

Securities - GA, SC, TN, NC, PA Insurance - GA, FL, PA

Years of Experience in Financial Services

Number of Years with Current Firm

Work Experience

Cambridge Investment Research Advisors, Inc. May 2016 - Present New England Financial Group/MetLife Premier Client Group May 2011 - April 2016 Ryder System Inc. July 1988 - May 2011 L'eggs Products February 1986 - June 1988 McLean Trucking Company June 1984 - December 1985

Work with the following types of clients

Businesses, Individual Investors

Foreign Languages Serviced

none

Advisory Services Provided

Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Risk Management, Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, Money Management, Wealth Management, 401K Rollovers

Compliance

Registered Representative

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP^®, CDFA^®

Securities Licenses

Series 7, Series 66

Insurance and Annuity Licenses

Variable Life, Long Term Care, Variable Annuity, Life, Health, Annuity, Disability

Firm Information

Advisor's Number of Clients

Advisor's Number of Managed Clients

Advisor's Number of Planning Clients

Assets Managed by Advisor

<10M

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$100,000

Compensation Methods

Commissions, Flat Fee, Hourly, Based on Assets

Fee % Based on Assets

1% Tiered

Hourly Rate

$250

Additional Details on Charges

Asset Under Management Fee is Tiered :1% first million, 0.80% next 2 million, 0.5% after 3 million

Education

Bachelor of Science - Business Logistics and Transportation Management

Ohio State University
1978 -1984

CFP Certificate - Personal Financial Planning

Oglethorpe University
2011 -2012

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1890429/paladinregistry-Trinity-Financial-Planning-detailed-disclosure.html

Disclaimer

Securities offered through Registered Representatives of Cambridge Investment Research, Inc., a Broker/Dealer, Member FINRA/SIPC. Advisory services offered through Cambridge Investment Research Advisors, a Registered Investment Advisor. Trinity Financial Planning and Cambridge Investment Research, Inc. are not affiliated companies.

Paladin Advisors

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Jim Lepp

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