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Mike + Mess - Financial Advisor in Newport Beach, CA

Paladin Research Report For:

Mike Mess

Veracity Capital, LLC

4100 Newport Place Dr.
Ste 255
Newport Beach, CA 92660
949-345-1954
Visit Website
https://www.veracitycapital.com

About Mike Mess

Veracity Capital is a wealth management firm that provides customized investment solutions and comprehensive financial planning to business owners, equity-based compensation employees, and individuals transitioning to retirement. Veracity's proprietary financial planning process drives investment decisions aimed to achieve client specific goals. Veracity's depth and breadth of experience allow them to maintain and grow financial and psychological wealth responsibly, focusing on maximizing value and minimizing taxes.

See Disclosures

General Information

Firm Start Year
  • 2018
No. of Employees
  • 10-19
CRD#
  • 5332104
Firm CRD#
  • 304272
Insurance License#
  • 0H10757
Name of Custodial Firm
  • Fidelity Investments
Years of Experience in Financial Services
  • 16
Number of Years with Current Firm
  • 4
Work with the following types of clients
  • Individual Investors, Businesses, Non-Profit Organizations
Advisory Services Provided
  • Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Insurance Products & Annuities

Compliance

Registered Investment Advisor
  • Yes
Investment Advisor Representative
  • Yes
Acknowledged fiduciary
  • Yes
Compliance Disclosures in Last 5 years
  • I have a clean record
Criminal Disclosures in Last 5 years
  • I have a clean record

Qualifications & Membership

Securities Licenses
  • Series 66, Series 7
Insurance and Annuity Licenses
  • Annuity, Health, Life, Variable Annuity, Long Term Care, Variable Life

Firm Information

Advisor's Number of Clients
  • 30
Advisor's Number of Managed Clients
  • 30
Assets Managed by Advisor
  • $100,000,000

Compensation and Fees

Fee Structure
  • Fee-Only
Minimum Portfolio Size for New Managed Accounts
  • $1,000,000
Compensation Methods
  • Based on Assets, Flat Fee
Additional Details on Charges
  • Our advisory fee is generallly 1% and reduces at larger portfolio sizes.

Education

Bachelor of Science - Business
  • California State University, Northridge
    06/01/2003 - 05/30/2006
Master in Business Administration - Business
  • Chapman University
    08/01/2011 - 05/30/2013

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures

https://www.paladinregistry.com/disclosure/1890513/paladinregistry-veracity-capital,-llc-detailed-disclosure

Disclaimer

Advisory services offered through Veracity Capital, LLC, a registered investment advisor. Veracity Capital does not provide tax or legal advice. You should contact your tax advisor and/or attorney before making any decisions with tax or legal implications.

BASIC INFORMATION NEEDED FOR THE INQUIRY

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Connect with us

  • Office Address
    12150 Monument Drive, Suite 700
    Fairfax, VA, 22033
  • Telephones
    Tel: 703-651-2060
    Fax: 703-259-4487
  • Social Networks

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