Prudential Advisors-Clermont FL

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About Prudential Advisors-Clermont FL

Helping people make informed decisions to build strong financial foundations can put our clients in a position to succeed well into the future. We help people with the goal of optimizing financial wellness. We consider collaboration to be one of the most important aspects of our business. By taking a teaming approach with our clients, they are part of their financial wellness journey. We are committed to empowering our clients with comprehensive financial knowledge, helping to ensure they make informed decisions tailored to their unique goals. Simultaneously, our team remains dedicated to continuous learning, staying abreast of the latest industry trends and pursuing certifications and education to improve our ability to serve our clients.

See Disclosures

General Information

Firm CRD#

8733

Name of Broker/Dealer

LPL ENTERPRISE, LLC

States Licensed in

DC, DE, FL, GA, IL, MD, MI, OH, NY, WY

Work with the following types of clients

Individual Investors, Non-Profit Organizations, Businesses

Advisory Services Provided

Financial Advice & Consulting, Investment Advice & Management, Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Money Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Risk Management

Compliance

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Securities Licenses

Series 6, Series 66, Series 65, Series 63, Series 7

Insurance and Annuity Licenses

Life, Variable Annuity, Long Term Care, Variable Life, Annuity, Disability

Compensation and Fees

Compensation Methods

Commissions, Flat Fee, Based on Assets, Hourly

Disclosures

PaladinRegistry.com provides referrals to financial professionals of LPL Enterprise, LLC (LPLE). PaladinRegistry.com is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay PaladinRegistry.com cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

LPL ADV 2A

https://www.lpl.com/content/dam/edam/format/disclosure/a58-lple.pdf

Additional Detailed Disclosures

https://www.lpl.com/content/dam/edam/format/disclosure/wiseradvisor-detailed-disclosures-lple.pdf

Disclaimer

"Prudential Advisors" a brand name for the proprietary retail sales channel of The Prudential Insurance Company of America (PICA) and its insurance company and other affiliates (collectively "Prudential"). Prudential Advisors financial professionals are licensed insurance agents of Prudential. Pursuant to a strategic relationship among Prudential, LPLE, and LPL Financial, Prudential Advisors financial professionals provide securities brokerage services and/or investment advice on securities solely as registered persons of LPLE, an affiliate of LPL Financial. These financial professionals are permitted to brand under "Prudential Advisors." LPLE and LPL Financial are not affiliated with FWP or Prudential.

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