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Paladin Research Report For:

Spencer Corzine

AVH Invest

CFP®
500 E. Whitestone Blvd.
P.O. Box 1977
Cedar Park, TX 78630
512-588-2770

About Spencer Corzine

As a financial professional with over 26 years' experience, I have a passion for helping clients make wise financial decisions during challenging life events. A change in career whether by choice or through other circumstances can have a lasting impact on personal finances. Having unbiased counsel helping you work through major decisions often brings clarity and direction to your long-term plan. This guidance is offered with "the heart of a teacher" and a low pressure approach.

Investments and Financial Planning can be complicated endeavors. I pride myself in having the ability to explain investing concepts in terms people understand. As an independent Advisor I have no allegiances to any one particular investment product sponsor over another. My primary drive is to help develop and implement portfolios that best meet my clients long-term goals and ensure they understand how it benefits them.

See Disclosures

General Information

Firm Start Year
  • 1997
No. of Employees
  • 5-9
CRD#
  • 2940880
Firm CRD#
  • 10205
Insurance License#
  • LA-951910
Name of Broker/Dealer
  • Osaic Wealth, Inc.
Name of Custodial Firm
  • National Financial Services
States Licensed in
  • AL, AZ, CA, DC, FL, GA, HI, ID, IL, KY, LA, ME, MD, MI, NV, NH, NJ, NY, NC, OH, PA, SC, SD, TN, TX, VT, VA, WY
Years of Experience in Financial Services
  • 25
Number of Years with Current Firm
  • 8
Work Experience
  • Wall Street Financial Group Merrill Lynch
Work with the following types of clients
  • Businesses, Individual Investors, Non-Profit Organizations
Advisory Services Provided
  • Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Risk Management, Financial Advice & Consulting, Investment Advice & Management, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management

Compliance

Registered Representative
  • Yes
Investment Advisor Representative
  • Yes
Acknowledged fiduciary
  • Yes
Compliance Disclosures in Last 5 years
  • I have a clean record
Criminal Disclosures in Last 5 years
  • I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations
  • CFP®
Securities Licenses
  • Series 65, Series 24, Series 55, Series 63, Series 7
Insurance and Annuity Licenses
  • Variable Life, Long Term Care, Variable Annuity, Life, Health, Annuity, Accident, Disability

Firm Information

Firm's Number of Clients
  • 2000
Firm's Number of Planning Clients
  • 500
Firm's Number of Managed Clients
  • 500
Assets Managed by Firm
  • $350,000,000
Advisor's Number of Clients
  • 600
Advisor's Number of Managed Clients
  • 350
Advisor's Number of Planning Clients
  • 500
Assets Managed by Advisor
  • $200,000,000

Compensation and Fees

Fee Structure
  • Fee-Based
Minimum Portfolio Size for New Managed Accounts
  • $100,000
Compensation Methods
  • Hourly, Flat Fee, Commissions, Based on Assets
Fee % Based on Assets
  • 1
Hourly Rate
  • $250
Flat Fee Rate
  • Depends
Additional Details on Charges
  • VERY transparent and work with my clients to find a method that's suitable for them.
Minimum Fee Charged for Managed Accounts
  • $250
Minimum Fee Charged for Hourly Planning Accounts
  • $250
Minimum Fee Charged for Flat Fee Accounts
  • $250

Education

B.A. Accounting -

S.U.N.Y Brockport
-

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

Please see my website for additional information and disclosure www.avhinvest.com. FINRA Broker Check https://brokercheck.finra.org/

Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1886540/paladinregistry-AVH-Invest-detailed-disclosure.html

Disclaimer

Securities and investment advisory services offered through Osaic Wealth, Inc. member FINRA/SIPC. Osaic Wealth is separately owned and other entities and/or marketing names, products or services referenced here are independent of Osaic Wealth.