J.D. + White - Financial Advisor in Broomfield, CO

Paladin Research Report For:

J.D. White

White Hawk Wealth Management

756 Dover Street
Broomfield, CO 80020

About J.D. White

White Hawk Wealth Management was created in 2017 from an idea that the industry is changing. The business is built around the idea that clients deserve ongoing service and not a single-transaction. We believe that we can best-serve families by offering comprehensive services that cover all aspects of wealth management. White Hawk Wealth Management operates on a boutique-level, but has the support of a large corporation (see below). We understand that the money that we manage for our clients is not our money, but theirs. We take great price in education our clients to make sound financial decisions that will help them pursue all of their financial goals.

White Hawk Wealth Management operates independently under the supervision of a Hybrid Registered Investment Advisor firm, Western Wealth Management. They also are part of LPL Financial's broker-dealer platform, which they gives them access to a wide range of products for their clients. This structure allows White Hawk Wealth Management to offer a fee-based service comprised of both fees and commissions based on what is most appropriate for the client.

See Disclosures

General Information

Firm Start Year
  • 2017
No. of Employees
  • 2-4
  • 5882055
Firm CRD#
  • 283545
Insurance License#
  • 376087
Name of Broker/Dealer
States Licensed in
  • AZ, CO, MT, NY, SC, TX, WA
Years of Experience in Financial Services
  • 11
Number of Years with Current Firm
  • 5
Work Experience
  • Owned a real estate company from 2007 to 2010 doing Short Sales and helping people avoid foreclosure. Started as a Financial Advisor in early 2011 building a business with Edward Jones, meeting people by knocking on doors. In 2017, switched to being an Independent Wealth Manager through LPL Financial and started White Hawk Wealth Management.
Work with the following types of clients
  • Businesses, Individual Investors
Advisory Services Provided
  • Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Financial Advice & Consulting


Registered Investment Advisor
  • Yes
Registered Representative
  • Yes
Investment Advisor Representative
  • Yes
Acknowledged fiduciary
  • Yes
Compliance Disclosures in Last 5 years
  • I have a clean record
Criminal Disclosures in Last 5 years
  • I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations
Securities Licenses
  • Series 7, Series 66
Insurance and Annuity Licenses
  • Variable Life, Disability, Annuity, Life, Variable Annuity, Long Term Care

Firm Information

Firm's Number of Clients
  • 150
Firm's Number of Planning Clients
  • 135
Assets Managed by Firm
  • 60000000
Advisor's Number of Clients
  • 100
Advisor's Number of Managed Clients
  • 100
Advisor's Number of Planning Clients
  • 80
Assets Managed by Advisor
  • $52000000

Compensation and Fees

Fee Structure
  • Fee-Based
Minimum Portfolio Size for New Managed Accounts
  • 0
Compensation Methods
  • Commissions, Based on Assets, Flat Fee
Fee % Based on Assets
  • 1
Hourly Rate
  • 0
Additional Details on Charges
  • We work primarily as a fee-based on the assets that we manage for that particular client. We are able to charge a flat fee for financial/business planning, as well.
Minimum Fee Charged for Managed Accounts
  • 0
Minimum Fee Charged for Hourly Planning Accounts
  • 0


Bachelor of Science - Real Estate Finance
  • Southern Methodist University
    08/12/2002 - 05/12/2006

Disclosures provides referrals to financial professionals. is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for to make these referrals, resulting in a conflict of interest.


LPL Cash Solicitor Disclosure

Additional Detailed Disclosures