Firm Start Year

No.of Employees

• 5-9

CRD#

• 4970493

Firm CRD#

• 134184

Name of Custodial Firm

• Charles Schwab & Co

States Licensed in

• ALL

Years of Experience in Financial Services

• 16

Work with the following types of clients

• Families, Businesses, Individual Investors, Non-Profit Organizations

Advisory Services Provided

• 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Estate Planning & Trusts, Investment Advice & Management, Financial Advice & Consulting, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Tax Advice and Services, Financial Planning for Businesses, Financial Planning for Individuals

Registered Investment Advisor

• Yes

Investment Advisor Representative

• Yes

Acknowledged fiduciary

• Yes

Compliance Disclosures in Last 5 years

• I have a clean record

Criminal Disclosures in Last 5 years

• I have a clean record

Certifications, Accreditations & Designations

• CFP^®

Securities Licenses

• Series 65

Financial Organization Memberships

• Financial Planning Association (FPA)

Fee Structure

• Fee-Only

Compensation Methods

• Based on Assets, Flat Fee

BS Economics - Economics

• Pennsylvania State University
  06/01/2001 - 06/01/2005