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Neal + Richards - Financial Advisor in Bend, OR

Paladin Research Report For:

Neal Richards

Axiom Wealth Strategies

243 SW Scalehouse Loop
Ste 3B
Bend, OR 97702
541-728-1285

About Neal Richards

Neal Richards is the CEO and author of Axiom Wealth Strategies. He founded Axiom in the desire to help families build true wealth. He believes that there are lasting principles to wealth building that, if understood and embraced, yield fruit in this life and in the lives to come. He believes these principles of wisdom are where true wealth resides. He named the firm Axiom, which means self-evidently true, with the hope of pointing to this wisdom and reveal where true wealth is found.

See Disclosures

General Information

Firm Start Year
  • 1922
CRD#
  • 5426580
Firm CRD#
  • 313124
States Licensed in
  • OR, ID, TX
Years of Experience in Financial Services
  • 15
Number of Years with Current Firm
  • 2
Work Experience
  • Northwestern Mutual: 2007-2012

    Wells Fargo Advisors: 2012-2017

    Cascade Financial Strategies: 2017-2021

    Axiom Wealth Strategies: 2021- Present
Work with the following types of clients
  • Businesses, Individual Investors, Non-Profit Organizations
Advisory Services Provided
  • Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Financial Planning, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Portfolio Management

Compliance

Registered Investment Advisor
  • Yes
Registered Representative
  • Yes
Investment Advisor Representative
  • Yes
Acknowledged fiduciary
  • Yes
Compliance Disclosures in Last 5 years
  • I have a clean record
Criminal Disclosures in Last 5 years
  • I have a clean record

Qualifications & Membership

Securities Licenses
  • Series 6, Series 7, Series 63, Series 66

Firm Information

Advisor's Number of Clients
  • 170
Advisor's Number of Managed Clients
  • 170
Advisor's Number of Planning Clients
  • 170
Assets Managed by Advisor
  • $56,000,000

Compensation and Fees

Fee Structure
  • Fee-Only
Minimum Portfolio Size for New Managed Accounts
  • $50,000
Compensation Methods
  • Flat Fee, Based on Assets, Hourly
Additional Details on Charges
  • 1.5% under 500k 1.25% between 500k and 1M 1% between 1M and 3M 0.75% above 3M

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures

https://www.paladinregistry.com/disclosure/1890707/paladinregistry-axiom-wealth-strategies-detailed-disclosure

Disclaimer

Please see ADV documents provided by Axiom Wealth Strategies for full disclosure to the breadth of services provided and the method of delivery. If they have not been provided the ADV documents please call (541) 389-7777 option 3 and they will be given.

BASIC INFORMATION NEEDED FOR THE INQUIRY