Scott O'Brien

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About Scott O'Brien

A CERTIFIED FINANCIAL PLANNER^™ professional with over 25 years of experience, Scott helps to coordinate his clients' financial lives and assist them in making smart decisions within the areas of investments, retirement planning, insurance strategies, tax minimization, and estate planning.

Scott's career in finance began in 1982 at an east coast-based brokerage firm. He has worked as a financial planner for a small boutique CPA firm and as a wealth manager for a large Registered Investment Advisory. He is the past Chairperson for the Texas Study Group of the National Association of Professional Financial Advisors. Working for WorthPointe aligned strongly with Scott's values, as he believes in putting the interests of his client first and customizing financial plans to each client.

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General Information

Firm Start Year

1995

No. of Employees

10-19

CRD#

1236835

Firm CRD#

143996

States Licensed in

Years of Experience in Financial Services

Number of Years with Current Firm

Work with the following types of clients

Businesses, Individual Investors

Advisory Services Provided

Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Money Management

Compliance

Registered Investment Advisor

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP^®

Securities Licenses

Series 66

Firm Information

Firm's Number of Clients

1,457

Firm's Number of Planning Clients

1,100+

Firm's Number of Managed Clients

1,200+

Assets Managed by Firm

$1B+

Advisor's Number of Clients

Advisor's Number of Managed Clients

Advisor's Number of Planning Clients

Total Assets Under Management by Advisor

$144,000,000

Compensation and Fees

Fee Structure

Fee-Only

Minimum Portfolio Size for New Managed Accounts

$250K+

Compensation Methods

Based on Assets

Fee % Based on Assets

Minimum Fee Charged for Managed Accounts

$2500

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

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Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1891696/paladinregistry-WorthPointe-detailed-disclosure.html

Paladin Advisors

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Paladin Research Report For:

WorthPointe