Pat Latta

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About Pat Latta

With over 20 years as a financial advisor, Pat Latta's experience and knowledge make him a valuable resource for his clients. Pat specializes in developing personal wealth strategies for individuals in career transitions, typically for clients who will be retiring in the next 10 years or who are already retired.

As a former retirement plan advisor, Pat is experienced with employer benefits available to working professionals. Pat is the former plan administrator for Mission Hospital where he helped over 5,000 employees plan for their retirement.

Pat served as the financial advisor on United Services Credit Union's 401(k) plan where he worked with credit union executives and employees. He was a USCU board member for 5 years and was Board Chairman for 2 years. Pat also established and managed in-house brokerage services for USCU's members and has been a credit union member for over 20 years.

The Latta family has lived in the Asheville area for over 30 years.

Pat holds the following registrations, licenses and professional designations:

- Uniform Investment Adviser Law Examination (series 65) with ACT Advisors, LLC

- Uniform Securities State Law Examination (series 63) with LPL Financial

- Investment Company and Variable Contracts Products Representative Exam (series 6) with LPL Financial

- Long Term Care Licensed

- Life, Health, and Variable Annuity Insurance Agent.

-Such registration does not imply any specific level of skill or training.

See Disclosures

General Information

Firm Start Year

2008

No. of Employees

10-19

CRD#

4395019

Firm CRD#

173120

Insurance License#

6601448

Name of Custodial Firm

LPL Financial, TD Ameritrade

States Licensed in

NC, SC, VA

Years of Experience in Financial Services

Number of Years with Current Firm

Work Experience

Pat has over 20 years of experience helping clients manage wealth and plan for their futures. He began in 2001 as a Registered Representative for a large national firm. In 2015, Pat joined ACT Advisors.

Work with the following types of clients

Businesses, Individual Investors

Advisory Services Provided

Wealth Management, Risk Management, Financial Planning for Individuals, 401K Rollovers, Investment Advice & Management, Financial Planning, Portfolio Management, Retirement Planning

Compliance

Registered Representative

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Securities Licenses

Series 63, Series 6, Series 65

Insurance and Annuity Licenses

Health, Long Term Care, Variable Annuity, Life

Firm Information

Firm's Number of Clients

Firm's Number of Planning Clients

Firm's Number of Managed Clients

Assets Managed by Firm

$389,880,184

Advisor's Number of Clients

Advisor's Number of Managed Clients

Advisor's Number of Planning Clients

Assets Managed by Advisor

$50,000,000

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$500,000

Compensation Methods

Based on Assets, Flat Fee

Minimum Fee Charged for Managed Accounts

$500,000

Education

BA Economics - Economics

University of North Carolina at Asheville
01/01/1996 -12/31/1999

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

LPL ADV 2A

https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf

LPL PaladinRegistry.com Cash Solicitor Disclosure

https://www.lpl.com/content/dam/lpl-www/documents/disclosures/wiseradvisor/wiseradvisor-lpl-solicitor-disclosure.pdf

ACT Advisors ADV 2A

https://act-advisors.com/wp-content/uploads/2022/04/ACT-ADV2A-Final-03.2022.pdf

ACT Advisors CRS

https://act-advisors.com/wp-content/uploads/2021/05/Form-CRS-Final-042021.pdf

ACT Advisors Cash Solicitor Disclosure

https://act-advisors.com/wp-content/uploads/2022/06/wiseradvisor-act-solicitor-disclosure.pdf

Pat Latta ADV Part 2b

https://act-advisors.com/wp-content/uploads/2021/06/ACT-ADV-2B-Final-062021-Patrick-Latta.pdf

Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1890588/paladinregistry-ACT-Advisors-Wealth-Management-detailed-disclosure.html

Disclaimer

Advisory services offered through ACT Advisors, LLC, a Registered Investment Adviser.

Mr. Latta is an Investment Advisor Representative of ACT Advisors. Additionally, Mr. Latta is a Registered Representative of LPL Financial, an unaffiliated company. This could create a conflict of interest. For more information on this conflict, please see our ADV2A at the link above.

Mr. Latta does not sell Life Insurance, Health Insurance or Variable Annuities in his capacity as an Investment Advisor Representative with ACT Advisors.

Paladin Advisors

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Paladin Research Report For:

ACT Advisors Wealth Management