James McGlone, CFP®, MSFS

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About James McGlone, CFP^®, MSFS

Jim is the President, Founding Partner, and Certified Financial Planner" professional with KOM Wealth Management Group.

He holds a Bachelor of Arts degree from Ripon College, with concentrations in Business Administration, Economics, and Mathematics. Jim later earned his Master of Science in Financial Services (MSFS) from the Richard D. Irwin Graduate School at The American College in Bryn Mawr, Pennsylvania.

With over 30 years of experience in the financial services industry, Jim began his career at Ameriprise Financial, where he became a member of their Advanced Advisor Group. In 2007, he co-founded KOM Wealth Management Group. His primary focus is helping individuals and families reach their goals and dreams through long-term, consultative relationships.

Jim, his wife Amy, and their four children live in the Greenville area. As a family, they enjoy an active lifestyle filled with sports, camping, boating, downhill skiing, traveling, reading, and spending time together outdoors.

See Disclosures

General Information

Firm Start Year

2007

No. of Employees

10-19

CRD#

2563916

Firm CRD#

142682

Insurance License#

2336938

Name of Custodial Firm

Fidelity Institutional

States Licensed in

AZ, FL, IA, IL, MA, ME, MI, MN, NM, SC, & WI.

Years of Experience in Financial Services

Number of Years with Current Firm

Work Experience

Ameriprise Financial for 12 years. Founding partner of Kerntke Otto McGlone Wealth Management Group for 3 years.

Work with the following types of clients

Businesses, Individual Investors

Compliance

Registered Investment Advisor

Registered Representative

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

Have a clean record

Criminal Disclosures in Last 5 years

Have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CERTIFIED FINANCIAL PLANNER™ Certificant

Securities Licenses

Series 24, Series 7, Series 63

Insurance and Annuity Licenses

Long Term Care, Variable Life, Disability, Casualty, Property, Variable Annuity, Life, Health, Annuity

Firm Information

Firm's Number of Clients

Firm's Number of Planning Clients

Firm's Number of Managed Clients

Assets Managed by Firm

430 Million

Advisor's Number of Clients

Advisor's Number of Managed Clients

Advisor's Number of Planning Clients

Total Assets Under Management by Advisor

$250,000,00

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$100,000

Compensation Methods

Commissions, Flat Fee, Based on Assets, Hourly

Fee % Based on Assets

Hourly Rate

$350

Flat Fee Rate

Negotiable

Minimum Fee Charged for Managed Accounts

Negotiable

Minimum Fee Charged for Hourly Planning Accounts

Negotiable

Minimum Fee Charged for Flat Fee Accounts

Negotiable

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

SEC REGISTRATION: Kerntke Otto McGlone Wealth Management Group is a Registered Investment Adviser with the United States Securities and Exchange Commission and pursuant to pertinent laws and regulations, may also maintain a "notice filing" with several other states. Peter Kerntke, Michael Otto, James McGlone, & Jason McGlone are Investment Advisor Representatives of Kerntke Otto McGlone Wealth Management Group. FINRA Registration Peter Kerntke, Michael Otto, James McGlone, & Jason McGlone are Registered Representatives of Cambridge Investment Research, Inc. a Broker/Dealer, Member FINRA/SIPC. Cambridge & Kerntke Otto McGlone Wealth Management Group are not affiliated.

Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1821937/paladinregistry-KOM-Wealth-Management-Group-detailed-disclosure.html

Disclaimer

Kerntke Otto McGlone Wealth Management Group, a Registered Investment Advisor.

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Paladin Research Report For:

KOM Wealth Management Group

About James McGlone, CFP®, MSFS