FADD Findings Report for:
Tom Prybylo, RFP, MBA

 
 

Registry Member Since: 2006

Registry Quality Rating: Five Stars(Highest)

Most Recent Background Check: 11/27/11

Paladin Registry completed a background check for Tom Prybylo. This report confirms the accuracy of specific information that is displayed in this professional's Registry profile or identifies issues that should be reviewed in more detail by investors.
Click here to view this professional's online profile.
 
NAPFA

Background Check Result Codes

  • Confirmed We confirmed the accuracy of the information on the professional's Registry profile
  • Unable to Confirm We were unable to confirm the accuracy of the information on the professional's Registry profile
  • should ask additional questions Investors should ask additional questions about this category of information
  • Not Applicable Not applicable for this professional
 
 

Financial Knowledge Checks

  • Financial Services Experience (FINRA)
  • Education (Schools, Years, Degrees) (Colleges & Universities)
  • Certifications, Designations, Accreditations (Issuing Organizations)
  • Association Memberships (Industry Organizations)
 

General Background Checks (Professionals)

  • Internet Name Search
  • Local News Name Search
  • Website Review
  • Better Business Bureau

Financial Ethics Checks

  • Identity Check (SSN)
  • Securities Licenses (FINRA, State Securities Commissioner)
  • Insurance Licenses (State Insurance Commissioner)
  • Advisor Registration (SEC, State Securities Commissioner)
  • Compliance Record Disclosures (FINRA)
  • Criminal Record Disclosures (Local Law Enforcement)
  • Fiduciary Acknowledgement (Registry Profile)
  • Employment History (FINRA)
  • Foreclosure, Bankruptcy, Lien (State Records)
 

General Background Checks (Firms)

  • Internet Name Search
  • Local News Name Search
  • Website Review
  • Better Business Bureau