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Paladin Research Report for: Folio Investing

Folio

Paladin Transparency Index (PTI)

3.5

Data compiled from company, regulatory agency (SEC, FINRA), and third party websites. Did Not Disclose (DND) means Paladin could not find this information on the Internet. Advisory firms can submit updated information to Paladin Research. Paladin will update the OFA report if it can validate the information.

  • Type of Financial Firm: Online Brokerage
  • URL: www.folioinvesting.com
  • Year Established: 1999
  • Headquarters Location: McLean, VA
  • Most Recent Update: 8/17/15

Types of Financial Services

  • Investment services (Brokerage)

Registration & Licensing

  • SEC: 8-52009
  • CRD: 48015
  • IARD: NA
  • Disclosures (SEC.gov): Disclosures, go to www.FINRA.org

Contact Information

  • Email: support@folioinvesting.com
  • Telephone: 888-973-7890
  • Human Contact: Yes
  • Type of Contact: Email, Telephone

Minimums

  • Minimum Asset Requirement: None
  • Minimum Fee: None
  • Free Offer(s): No-obligation 60 day free trial

Combined Fees

  • Service Initiation Fees: None
  • Annual Fee: $0-$290/year depending on pricing plan selected, plus additional service fees (see FolioInvesting website)
  • Annual Third Party Fee(s): Yes
  • Examples of Third Parties: ETF's, Index Funds, Mutual Funds, Broker/Dealers

Scope of Business

  • Number of Users: DND (per website)
  • Assets (Paid): DND (per website)
  • Assets (Free): None

Investment Services

  • Number of Portfolios: Over 100 pre-made folios, and users create their own
  • Types of Investments: ETF's, mutual funds, securities
  • Investment Managers: DND

Additional Investment Services

  • Data Aggregation Services: No
  • Tax Loss Harvesting: Yes, self-managed using the tax loss harvesting tool
  • Rebalancing: Yes, self-managed using the rebalancing tool
  • Account Liquidity: DND (There is no account termination fee-see site for pricing details: https://www.folioinvesting.com/folioinvesting/pricing/special-services-fees/)
  • Investor Discretion: Yes

Additional Information

  • Clearing & Custody: Folio Investing
  • Mobile Application: No

Paladin Transparency Rating (PTI)

  • 3.5

Interview

  • None

Comments

  • Does not provide investment advice, you pick the folios.

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