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Fisher Investments

Fisher Investments

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Paladin Registry Member

This advisor or firm is a vetted, documented member of the Paladin Registry.

Advisors and firms must meet Paladin’s rigorous admittance requirements to qualify for membership in the Registry.

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Paladin Research Report For:

Fisher Investments

Fisher Investments

Fisher Investments, a financial fiduciary has been a Paladin Registry member since 2019. Firm provides financial services to clients in the Camas, Washington area.

I. Snapshot

A. Registry Member
  • Since 2019
B. Years of Experience
  • N/A
C. College Degrees
  • N/A
D. Certifications
  • N/A
E. Financial Fiduciary
  • Yes
F. Business Philosophy
  • Read Business Philosophy

    Fisher Investments is a fee-only investment adviser serving institutional and private clients globally. Our founder, Ken Fisher, designed the firm with one vision in mind: putting clients at the forefront and building an investment management firm to support long-term investment objectives. Our client-first approach puts the focus on clients and their investment needs. We manage virtually every aspect of the investment process for clients, invest globally, dynamically and flexibly, create personalized portfolios for clients and offer unparalleled service and ongoing education to clients. Fisher Investments separates sales, service and other responsibilities into distinct roles. Our clients’ dedicated Investment Counselors focus on providing service—and do not have the ability or incentive to sell products to clients. We use well-known, independent, third-party custodians to house client assets.

G. Asset Requirement
  • $500,000

II. Contact Information

A. Key Contact
B. Main Location
  • 5525 NW Fisher Creek Drive
    Camas, Washington, 98607
C. Telephone
  • 800.587.5512
D. Comments
  • Fisher Investments is a privately owned, independent, fee-only Registered Investment Adviser that has helped investors achieve their financial goals for over 40 years. As of 3/31/2019, Fisher Investments has $107 billion under management for more than 55,000 private clients and over 175 large institutions. Currently we have over 3,000 employees that support the investment process and firm operations. Fisher Investments has offices in California, Washington and Texas, USA, wholly-owned subsidiaries in the UK, Australia, Ireland, Japan and Germany and a branch office in Dubai. Fisher Investments provides a flexible investment approach, personalized portfolios, global investing experience, ongoing education and direct proactive customer service to our clients. Fisher Investments clients receive personalized and proactive service from an Investment Counselor, the dedicated point of contact. Clients receive support throughout their relationship at Fisher Investments, from initial portfolio recommendations, account setups, transfers, asset allocation decisions and individual security trading.

III. Internet

B. Social Connections

IV. Firm(s)

A. Name of Firm
  • Fisher Investments
B. Relationship to Firm
  • Did Not Answer
C. Name of RIA
  • Fisher Investments
D. Name of Broker/Dealer
  • N/A
E. Name(s) of Custodian(s)
  • Available on request
F. Professionals
G. Comments
  • Fisher Investments was founded by Ken Fisher, current Executive Chairman and Co-Chief Investment Officer. Ken Fisher’s financial research has been published in professional and academic journals, and he has authored 11 finance-related books, including four New York Times bestsellers. Ken Fisher is the longest continuously running columnist in Forbes history. His “Portfolio Strategy” Column ran from 1984 through 2016. The additional members of the investment Policy Committee, the five-member senior management team that oversees portfolio management, are Vice Chairman and Co-Chief Investment Officer Jeff Silk, Senior Vice President of Research Aaron Anderson, Executive Vice President of Portfolio Management Bill Glaser and Senior Vice President of Research Michael Hanson. Fisher Investments first began managing discretionary assets in 1979. In the 1990s, Fisher Investments began managing assets for high-net worth individuals under our Private Client Group. In the early 2000s, the firm expanded our offerings to investors globally. As of 3/31/2019, Fisher Investments has $107 billion under management for more than 55,000 private clients and over 175 large institutions.

V. Credentials

A. Years of Financial Experience
  • N/A Years
B. College, Degrees, Years
  • Did Not Provide

VI. Registration, Licensing,
Compliance

A. RIA/IAR Registration
  • RIA
B. Type of RIA Registration
  • SEC
C. Industry Licenses
  • RIA/IAR Registration
D. Registration & License Numbers
  • CRD: 107342
  • IARD: None
  • Insurance: None
E. State Licences
  • Financial Advice, Services for Fees: All 50 States
F. Compliance Record (Investment)
  • No Disclosures
G. Compliance Record (Insurance)
  • No Disclosures
H. View our ADV(s)
  • Available Upon Request
I. Links

VII. Business Data & Practices

A. Business Philosophy
  • Read Business Philosophy

    Fisher Investments is a fee-only investment adviser serving institutional and private clients globally. Our founder, Ken Fisher, designed the firm with one vision in mind: putting clients at the forefront and building an investment management firm to support long-term investment objectives. Our client-first approach puts the focus on clients and their investment needs. We manage virtually every aspect of the investment process for clients, invest globally, dynamically and flexibly, create personalized portfolios for clients and offer unparalleled service and ongoing education to clients. Fisher Investments separates sales, service and other responsibilities into distinct roles. Our clients’ dedicated Investment Counselors focus on providing service—and do not have the ability or incentive to sell products to clients. We use well-known, independent, third-party custodians to house client assets.

B. Minimum Asset Requirement
  • $500,000
C. Number of Current Clients
  • As of 3/31/2019, Fisher Investments has over 55,000 private clients and over 175 large institutions.
D. Assets (Management, Advisement)
  • $107,000,000,000
E. Methods of Compensation
  • Asset-Based Fee
F. Methods of Communication
  • Face-to-Face Meetings
  • Telephone
  • Email
  • Skype/Voice
  • Skype/Video
  • GoToMeeting (or similar service)
G. Types of Reports (Frequency)
  • Performance (Quarterly)
  • Market Environment (Quarterly)
  • Other: On-demand communication is available. Trade confirmations and monthly statements are provided by the custodian.
H. Value Statement
  • View Value Statement
    Fisher Investments is dedicated to helping investors reach their long-term goals, and has been working to make the financial services industry a better place since 1979. We are a fiduciary, meaning we are obligated to put our clients’ interests first. We align our fees with clients’ interests, create personalized portfolios tailored to each client’s situation and provide unparalleled service and education resources to clients.

VIII. Clients & Services

A. Types of Clients
  • Individuals & Couples (Working)
  • Individuals & Couples (Retired)
  • Business Pension Plans
  • Business (Taxable)
  • Endowments & Foundations
  • Taft-Hartley Pension Plans
  • Public Pension Plans
B. Types of Financial Services
  • Planning Advice & Services
  • Investment Advice & Services
C. Discretionary Asset Management
  • No
D. Limited Engagement Services
  • None
E. Comments
  • Investing in stock markets involves the risk of loss and there is no guarantee that all or any capital invested will be repaid. Past performance is no guarantee of future returns. This document constitutes the general views of Fisher Investments and should not be regarded as personalized investment or tax advice or as a representation of its performance or that of its clients. No assurances are made that Fisher Investments will continue to hold these views, which may change at any time based on new information, analysis or reconsideration.

IX. Certification

Most Recent Update:
  • Feb 21, 2020

BASIC INFORMATION NEEDED FOR THE INQUIRY

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