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Paladin Registry Member

This advisor or firm is a vetted, documented member of the Paladin Registry.

Advisors and firms must meet Paladin’s rigorous admittance requirements to qualify for membership in the Registry.

Paladin provides free information services to investors who rely on planners and investment advisors to help them achieve their financial goals. Paladin is the only SEC registered firm that vets, validates, and documents the quality of financial professionals and firms (since 2003).

Paladin Research Report For:

PAX Financial Group

PAX Financial Group,LLC

PAX Financial Group, a financial fiduciary has been a Paladin Registry member since 2018. Firm provides financial services to clients in the San Antonio, Texas area.

I. Snapshot

A. Registry Member
  • Since 2018
B. Years of Experience
  • 15
C. College Degrees
  • 7
D. Certifications
  • 5
E. Financial Fiduciary
  • Yes
F. Business Philosophy
  • Read Business Philosophy

    PAX Financial Group was founded on the principle that everyone is entitled to quality, unbiased financial advice. We’re here to help you improve your life, plan your future and end money stress once and for all. We do that by providing full-service help and coaching, from local advisors who are passionate about investing in your life. We’re small enough to provide a very personal experience, but big enough to handle your complex financial issues. We’re young enough to be there for your kids and grandchildren, but experienced enough to have navigated different markets and economic cycles over the years. We’re not here to help you get rich quick. We work with like-minded individuals who want to learn how to build wealth responsibly and manage risk for the benefit of their families. We are most proud of our ability to communicate complex finance concepts in plain language. That’s what matters to us…helping you make your money work for you.

G. Asset Requirement
  • $50,000

II. Contact Information

A. Key Contact
  • Janise Brooks
B. Main Location
  • 270 North Loop 1604 E, Ste. 200
    San Antonio, Texas, 78232
C. Additional Locations
  • Asheville, North Carolina
D. Telephone
  • 210.881.5700

III. Internet

A. Visit Website
B. Social Connections

IV. Firm(s)

A. Name of Firm
  • PAX Financial Group,LLC
B. Relationship to Firm
  • Did Not Answer
C. Name of RIA
  • PAX Financial Group,LLC
D. Name(s) of Custodian(s)
  • TD Ameritrade

V. Credentials

A. Years of Financial Experience
  • 15 Years
B. College, Degrees, Years
  • Did Not Provide

VI. Registration, Licensing,
Compliance

A. RIA/IAR Registration
  • RIA and IAR
B. Type of RIA Registration
  • SEC
C. Industry Licenses
  • RIA/IAR Registration
D. Registration & License Numbers
  • CRD: 284164
  • IARD: 801-107918
  • Insurance: None
E. State Licences
  • Financial Advice, Services for Fees: See List
    • Alabama
    • California
    • Colorado
    • Florida
    • Louisiana
    • Missouri
    • North Carolina
    • Texas
  • Insurance Products for Commission: Texas
F. Compliance Record (Investment)
  • No Disclosures
G. Compliance Record (Insurance)
  • No Disclosures
H. Additional Disclosure(s)
  • This material is provided by PAX Financial Group, LLC as general information only and is not intended to provide specific advice or recommendations for any... View More
    This material is provided by PAX Financial Group, LLC as general information only and is not intended to provide specific advice or recommendations for any individual. Please note - investing involves risk, and past performance is no guarantee of future results. PAX Financial Group is not affiliated with any person or firm that may be providing this information to you. Neither the publisher or PAX Financial Group is engaged in rendering legal, accounting or tax services. If assistance is needed, the reader is advised to engage the services of a competent professional. This information is being published for residents of the United States only. Investment Advisor Representatives may only conduct business with residents of the states and jurisdictions in which they are properly registered or qualifies for an exemption or exclusion from registration requirements. Therefore, a response may be delayed until appropriate registration is obtained or exemption from registration is determined
I. View our ADV(s)
  • Available Upon Request
J. Links

VII. Business Data & Practices

A. Business Philosophy
  • Read Business Philosophy

    PAX Financial Group was founded on the principle that everyone is entitled to quality, unbiased financial advice. We’re here to help you improve your life, plan your future and end money stress once and for all. We do that by providing full-service help and coaching, from local advisors who are passionate about investing in your life. We’re small enough to provide a very personal experience, but big enough to handle your complex financial issues. We’re young enough to be there for your kids and grandchildren, but experienced enough to have navigated different markets and economic cycles over the years. We’re not here to help you get rich quick. We work with like-minded individuals who want to learn how to build wealth responsibly and manage risk for the benefit of their families. We are most proud of our ability to communicate complex finance concepts in plain language. That’s what matters to us…helping you make your money work for you.

B. Minimum Asset Requirement
  • $50,000
C. Number of Current Clients
  • 1,056
D. Assets (Management, Advisement)
  • $262,301,431
E. Methods of Compensation
  • Asset-Based Fee
  • Commissions (Investment Products)
  • Commissions (Insurance Products)
F. Methods of Communication
  • Face-to-Face Meetings
  • Telephone
  • Email
  • Other
G. Types of Reports (Frequency)
  • Performance (Quarterly)
  • Brokerage Statement (Quarterly)
  • Newsletters (Bi-Monthly)
H. Value Statement
  • Not Available

VIII. Clients & Services

A. Types of Clients
  • Individuals & Couples (Working)
  • Individuals & Couples (Retired)
  • Other: 401k Consulting
B. Types of Financial Services
  • Investment Advice & Services
  • Insurance Products
C. Discretionary Asset Management
  • Yes
D. Limited Engagement Services
  • None

IX. Certification

Most Recent Update:
  • Feb 9, 2019

BASIC INFORMATION NEEDED FOR THE INQUIRY

Other