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Linscomb & Williams

Linscomb & Williams

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Paladin Registry 5 Stars

This advisor or firm is a vetted, documented member of the Paladin Registry.

This advisor or firm received a 5 Star quality rating from Paladin’s research department. Paladin analysts use a proprietary algorithm to rate the quality of financial advisor and firm credentials, ethics, business practices, and services.

Paladin provides free information services to investors who rely on planners and investment advisors to help them achieve their financial goals. Paladin is the only SEC registered firm that vets, validates, and documents the quality of financial professionals and firms (since 2003).

Paladin Research Report For:

Linscomb & Williams

Linscomb & Williams

Linscomb & Williams, a financial fiduciary has been a Paladin Registry member since 2015. Firm provides financial services to clients in the Houston, Texas area.

I. Snapshot

A. Registry Member
  • Since 2015
B. Years of Experience
  • Did Not Answer
C. College Degrees
  • None
D. Certifications
  • None
E. Financial Fiduciary
  • Yes
F. Business Philosophy
  • Read Business Philosophy

    L&W’s philosophy remains true to our founder’s goal in 1971: to offer services that address the problems clients experience on the road to financial success. Some people have a clear picture of where they are and where they want to go, but need help with the HOW – how to achieve their goals. They need an experienced team to address the HOW. More than just the investment portfolio, it includes taxes, cash flow, estate goals, risk, and more. Some have a plan for HOW. But, is the right team helping - - is the team trustworthy? Clients need a team experienced in various markets and able to maneuver in the ever-changing tax climate. Clients need a firm 100% committed to the Fiduciary model with the depth to “be there”, even when they are not.

G. Asset Requirement
  • $500,000

II. Contact Information

A. Key Contact
  • Harold Williams
B. Main Location
  • 1400 Post Oak Blvd.
    Suite 1000
    Houston, Texas, 77056
C. Additional Locations
  • Austin, Texas
    Fredericksburg, Texas
    Birmingham, Alabama
    Huntsville, Alabama
    Birmingham, Alabama
D. Telephone
  • 713.840.1000

III. Internet

IV. Firm(s)

A. Name of Firm
  • Linscomb & Williams
B. Relationship to Firm
  • Did Not Answer
C. Name of RIA
  • Linscomb & Williams
D. Name(s) of Custodian(s)
  • Charles Schwab & Co.
  • Fidelity Investments
  • Vanguard Investments

V. Credentials

A. Years of Financial Experience
  • Did Not Answer
B. College, Degrees, Years
  • Did Not Provide

VI. Registration, Licensing,
Compliance

A. RIA/IAR Registration
  • RIA
B. Type of RIA Registration
  • SEC
C. Industry Licenses
  • RIA/IAR Registration
D. Registration & License Numbers
  • CRD: 106779
  • IARD: 106779
  • Insurance: None
E. State Licences
  • Financial Advice, Services for Fees: Texas
F. Compliance Record (Investment)
  • No Disclosures
G. Compliance Record (Insurance)
  • No Disclosures
H. View our ADV(s)
I. Links

VII. Business Data & Practices

A. Business Philosophy
  • Read Business Philosophy

    L&W’s philosophy remains true to our founder’s goal in 1971: to offer services that address the problems clients experience on the road to financial success. Some people have a clear picture of where they are and where they want to go, but need help with the HOW – how to achieve their goals. They need an experienced team to address the HOW. More than just the investment portfolio, it includes taxes, cash flow, estate goals, risk, and more. Some have a plan for HOW. But, is the right team helping - - is the team trustworthy? Clients need a team experienced in various markets and able to maneuver in the ever-changing tax climate. Clients need a firm 100% committed to the Fiduciary model with the depth to “be there”, even when they are not.

B. Minimum Asset Requirement
  • $500,000
C. Number of Current Clients
  • 1,400
D. Assets (Management, Advisement)
  • $2,450,000,000
E. Methods of Compensation
  • Hourly Fee
  • Fixed Fee
  • Asset-Based Fee
F. Methods of Communication
  • Face-to-Face Meetings
  • Telephone
  • Email
G. Types of Reports (Frequency)
  • Performance (Quarterly)
  • Brokerage Statement (Monthly)
  • Market Environment (Monthly)
  • Newsletters (Monthly)
H. Value Statement
  • View Value Statement
    How can you judge if Linscomb & Williams is the right fit for you and your family? We cannot completely answer such a question without some further conversation with you to hear your concerns and understand your goals. However, to help you judge whether you’d like to invest an hour or so in that kind of conversation, we will share some feedback we’ve received from other clients in our 44 years of working with people. The most important feedback we receive from clients is that they want a firm

VIII. Clients & Services

A. Types of Clients
  • Other: Fiduciary Committees for Participant Directed ERISA Plans
B. Types of Financial Services
  • Planning Advice & Services
  • Investment Advice & Services
C. Discretionary Asset Management
  • Yes
D. Limited Engagement Services
  • Financial Plan Reviews
  • Investment Portfolio Reviews

IX. Certification

Most Recent Update:
  • Feb 22, 2019

BASIC INFORMATION NEEDED FOR THE INQUIRY

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