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Financial Synergies Wealth Advisors

Financial Synergies Wealth Advisors

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Paladin Registry 5 Stars

This advisor or firm is a vetted, documented member of the Paladin Registry.

This advisor or firm received a 5 Star quality rating from Paladin’s research department. Paladin analysts use a proprietary algorithm to rate the quality of financial advisor and firm credentials, ethics, business practices, and services.

Paladin provides free information services to investors who rely on planners and investment advisors to help them achieve their financial goals. Paladin is the only SEC registered firm that vets, validates, and documents the quality of financial professionals and firms (since 2003).

Paladin Research Report For:

Financial Synergies Wealth Advisors

Financial Synergies Wealth Advisors

Financial Synergies Wealth Advisors, a financial fiduciary has been a Paladin Registry member since 2016. Firm provides financial services to clients in the Houston, Texas area.

I. Snapshot

A. Registry Member
  • Since 2016
B. Years of Experience
  • Did Not Answer
C. College Degrees
  • Did Not Provide
D. Certifications
  • None
E. Financial Fiduciary
  • Yes
F. Business Philosophy
  • Read Business Philosophy

    We want to help you simplify your life and accomplish your financial goals. There are many moving parts in your financial world, and you need an advisor that can organize all the pieces of the puzzle into one cohesive plan. And we'll provide you with much more than just money management. Financial Synergies is a total wealth management firm, which includes comprehensive financial planning and investment management. All of our advisors are CERTIFIED FINANCIAL PLANNER™ professionals with the knowledge and experience to help you make prudent financial decisions.

G. Asset Requirement
  • $100,000

II. Contact Information

A. Key Contact
  • Mike Minter
B. Main Location
  • 4400 Post Oak Pkwy #200
    Houston, Texas, 77027
C. Telephone
  • 713.623.6600

III. Internet

A. Visit Website
B. Social Connections

IV. Firm(s)

A. Name of Firm
  • Financial Synergies Wealth Advisors
B. Relationship to Firm
  • Did Not Answer
C. Name of RIA
  • Financial Synergies Wealth Advisors
D. Name of Broker/Dealer
  • None
E. Name(s) of Custodian(s)
  • Charles Schwab

V. Credentials

A. Years of Financial Experience
  • Did Not Answer
B. College, Degrees, Years
  • Did Not Provide
C. Current Certifications
  • None
D. Association Memberships
  • None

VI. Registration, Licensing,
Compliance

A. RIA/IAR Registration
  • RIA
B. Type of RIA Registration
  • SEC
C. Industry Licenses
  • RIA/IAR Registration
D. Registration & License Numbers
  • CRD: 105643
  • IARD: None
  • Insurance: None
E. State Licences
  • Financial Advice, Services for Fees: All 50 States
  • Investment Products for Commission: Not Applicable
  • Insurance Products for Commission: Not Applicable
F. Compliance Record (Investment)
  • No Disclosures
G. Compliance Record (Insurance)
  • No Disclosures
H. Criminal Disclosure(s)
  • None
I. Additional Disclosure(s)
  • None
J. View our ADV(s)
K. Links

VII. Business Data & Practices

A. Business Philosophy
  • Read Business Philosophy

    We want to help you simplify your life and accomplish your financial goals. There are many moving parts in your financial world, and you need an advisor that can organize all the pieces of the puzzle into one cohesive plan. And we'll provide you with much more than just money management. Financial Synergies is a total wealth management firm, which includes comprehensive financial planning and investment management. All of our advisors are CERTIFIED FINANCIAL PLANNER™ professionals with the knowledge and experience to help you make prudent financial decisions.

B. Minimum Asset Requirement
  • $100,000
C. Number of Current Clients
  • 375
D. Assets (Management, Advisement)
  • $700,000,000
E. Methods of Compensation
  • Asset-Based Fee
F. Methods of Communication
  • Face-to-Face Meetings
  • Telephone
  • Email
  • Skype/Video
  • GoToMeeting (or similar service)
G. Types of Reports (Frequency)
  • Performance (Quarterly)
  • Brokerage Statement (Monthly)
  • Market Environment (Bi-Monthly)
  • Newsletters (Quarterly)
  • Other: Weekly Blogs
H. Second Language(s)
  • None
I. Value Statement
  • View Value Statement
    Our primary goal is to simplify your financial life. We are a total wealth management firm, which includes comprehensive financial planning and investment management. We use an evidence-based approach to investing, and do not engage in market timing or tactical allocation.

VIII. Clients & Services

A. Types of Clients
  • Individuals & Couples (Working)
  • Individuals & Couples (Retired)
  • Business Pension Plans
  • Business (Taxable)
  • Endowments & Foundations
B. Types of Financial Services
  • Planning Advice & Services
  • Investment Advice & Services
  • Tax Advice & Services
C. Discretionary Asset Management
  • Yes
D. Limited Engagement Services
  • Financial Plan Reviews
  • Investment Portfolio Reviews

IX. Certification

Advisor Name
  • Firm Firm
Most Recent Update:
  • Aug 7, 2019

BASIC INFORMATION NEEDED FOR THE INQUIRY

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