Sovereign + Wealth Advisors - Financial Advisor in Sugar Land, TX

Paladin Research Report For:

Sovereign Wealth Advisors, LLC

1 Sugar Creek Center Blvd Ste 340
Sugar Land, TX 77478

General Information

Firm Start Year
  • 1923
Firm CRD#
  • 6413
Insurance License#
  • 4568650
Name of Broker/Dealer
States Licensed in
  • TX
Years of Experience in Financial Services
  • 37
Number of Years with Current Firm
  • 7
Work with the following types of clients
  • Businesses, Individual Investors, Non-Profit Organizations
Advisory Services Provided
  • 401K Rollovers, Wealth Management, Portfolio Management, Financial Planning, Insurance Products & Annuities, Estate Planning & Trusts, Investment Advice & Management, Financial Advice & Consulting, Retirement Planning, Tax Advice and Services, Financial Planning for Businesses, Financial Planning for Individuals, Education Funding and Planning, Risk Management, Money Management


Registered Investment Advisor
  • Yes
Registered Representative
  • Yes
Investment Advisor Representative
  • Yes
Acknowledged fiduciary
  • Yes
Compliance Disclosures in Last 5 years
  • I have a clean record
Criminal Disclosures in Last 5 years
  • I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations
  • AIF®
Securities Licenses
  • Series 8, Series 9, Series 10, Series 24, Series 63, Series 65, Series 7
Insurance and Annuity Licenses
  • Variable Life, Long Term Care, Variable Annuity, Life, Annuity, Disability

Firm Information

Assets Managed by Advisor
  • $200,000,000

Compensation and Fees

Fee Structure
  • Fee-Based
Minimum Portfolio Size for New Managed Accounts
  • $250,000
Compensation Methods
  • Based on Assets, Hourly, Flat Fee, Commissions
Fee % Based on Assets
  • TBD
Additional Details on Charges
  • Fee is based on scope of work and assets placed under management.
Minimum Fee Charged for Hourly Planning Accounts
  • $500

Disclosures provides referrals to financial professionals of LPL Financial, LLC (LPL). is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay cash compensation for these referrals, which creates the incentive for to make these referrals, resulting in a conflict of interest.

Sovereign ADV2A

Additional Detailed Disclosures