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Sovereign + Wealth Advisors - Financial Advisor in Sugar Land, TX

Paladin Research Report For:

Sovereign Wealth Advisors, LLC

AIF®
1 Sugar Creek Center Blvd Ste 340
Sugar Land, TX 77478
281-491-2800
Visit Website
https://www.sovereignwealthadvisors.com

General Information

Firm Start Year
  • 1923
Firm CRD#
  • 6413
Insurance License#
  • 4568650
Name of Broker/Dealer
  • LPL FINANCIAL LLC
States Licensed in
  • TX
Years of Experience in Financial Services
  • 37
Number of Years with Current Firm
  • 7
Work with the following types of clients
  • Businesses, Individual Investors, Non-Profit Organizations
Advisory Services Provided
  • 401K Rollovers, Wealth Management, Portfolio Management, Financial Planning, Insurance Products & Annuities, Estate Planning & Trusts, Investment Advice & Management, Financial Advice & Consulting, Retirement Planning, Tax Advice and Services, Financial Planning for Businesses, Financial Planning for Individuals, Education Funding and Planning, Risk Management, Money Management

Compliance

Registered Investment Advisor
  • Yes
Registered Representative
  • Yes
Investment Advisor Representative
  • Yes
Acknowledged fiduciary
  • Yes
Compliance Disclosures in Last 5 years
  • I have a clean record
Criminal Disclosures in Last 5 years
  • I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations
  • AIF®
Securities Licenses
  • Series 8, Series 9, Series 10, Series 24, Series 63, Series 65, Series 7
Insurance and Annuity Licenses
  • Variable Life, Long Term Care, Variable Annuity, Life, Annuity, Disability

Firm Information

Assets Managed by Advisor
  • $200,000,000

Compensation and Fees

Fee Structure
  • Fee-Based
Minimum Portfolio Size for New Managed Accounts
  • $250,000
Compensation Methods
  • Based on Assets, Hourly, Flat Fee, Commissions
Fee % Based on Assets
  • TBD
Additional Details on Charges
  • Fee is based on scope of work and assets placed under management.
Minimum Fee Charged for Hourly Planning Accounts
  • $500

Disclosures

PaladinRegistry.com provides referrals to financial professionals of LPL Financial, LLC (LPL). PaladinRegistry.com is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay PaladinRegistry.com cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.


Sovereign ADV2A https://static.fmgsuite.com/media/documents/75c5378a-a283-4918-b6f6-582a58d1f32b.pdf


Additional Detailed Disclosures

https://www.lpl.com/content/dam/lpl-www/documents/disclosures/wiseradvisor/wiseradvisor-lpl-detailed-disclosures.pdf

BASIC INFORMATION NEEDED FOR THE INQUIRY

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  • Office Address
    12150 Monument Drive, Suite 700
    Fairfax, VA, 22033
  • Telephones
    Tel: 703-651-2060
    Fax: 703-259-4487
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