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SFG Wealth Planning Services, Inc.

SFG Wealth Planning Services, Inc.

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Paladin Fee-Only

This advisor or firm is a vetted, documented member of the Paladin Registry.

This advisor or firm’s only method of compensation is a fee - just like you compensate other professionals and firms that you rely on for specialized knowledge, advice, and services.

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Paladin Research Report For:

SFG Wealth Planning Services, Inc.

SFG Wealth Planning Services, Inc.

SFG Wealth Planning Services, Inc., a financial fiduciary has been a Paladin Registry member since 2005. Charles is the owner of SFG Wealth Planning Services, Inc.. Charles provides financial services to clients in the Doylestown, Pennsylvania area.

I. Snapshot

A. Registry Member
  • Since 2005
B. Years of Experience
  • 31
C. College Degrees
  • Gordon College - BS
D. Certifications
  • 9
E. Financial Fiduciary
  • Yes
F. Business Philosophy
  • Read Business Philosophy

    Founded in 1993, we are a fee-only financial planning team dedicated to senior-level executives. Our clients are decision makers whose time is their most valuable asset. They are looking to delegate aspects of their financial and tax planning activities to accelerate and protect their wealth, while they manage their careers. All of our clients have complex stock-based compensation issues that require a high degree of specialized expertise. That’s why we accept both Fortune 500 and private company executives.

G. Asset Requirement
  • $1,000,000

II. Contact Information

A. Key Contact
  • SFG Wealth Planning Services, Inc.
B. Main Location
  • 3655 Route 202
    Suite # 140
    Doylestown, Pennsylvania, 18902
C. Telephone
  • 215.345.5601
D. Comments
  • We welcome clients from anywhere in the U.S. or worldwide.

III. Internet

A. Visit Website
B. Social Connections

IV. Firm(s)

A. Name of Firm
  • SFG Wealth Planning Services, Inc.
B. Relationship to Firm
  • Owner
C. Name of RIA
  • SFG Investment Advisors, Inc.
D. Name of Broker/Dealer
  • None
E. Name(s) of Custodian(s)
  • Schwab
  • Fidelity/National Financial Srvs
  • SEI Trust Company

V. Credentials

A. Years of Financial Experience
  • 31 Years
B. College, Degrees, Years
  • Gordon College - BS
C. Financial Industry Associations (Active Memberships)
  • National Association of Stock Plan Professionals
  • Kingdom Advisors

VI. Registration, Licensing,
Compliance

A. RIA/IAR Registration
  • RIA
B. Type of RIA Registration
  • SEC
C. Industry Licenses
  • Other
D. Registration & License Numbers
  • CRD: 1364360
  • IARD: 111241
  • Insurance: None
E. State Licences
  • Financial Advice, Services for Fees: All 50 States
  • Investment Products for Commission: Not Applicable
  • Insurance Products for Commission: Not Applicable
F. Compliance Record (Investment)
  • No Disclosures
G. Compliance Record (Insurance)
  • No Disclosures
H. Additional Disclosure(s)
  • Our firm, SFG Investment Advisors, Inc., is required to provide our ADV-2A and ADV-2B Forms to you and they are available upon request.
I. View our ADV(s)
  • Available Upon Request
J. Links

VII. Business Data & Practices

A. Business Philosophy
  • Read Business Philosophy

    Founded in 1993, we are a fee-only financial planning team dedicated to senior-level executives. Our clients are decision makers whose time is their most valuable asset. They are looking to delegate aspects of their financial and tax planning activities to accelerate and protect their wealth, while they manage their careers. All of our clients have complex stock-based compensation issues that require a high degree of specialized expertise. That’s why we accept both Fortune 500 and private company executives.

B. Minimum Asset Requirement
  • $1,000,000
C. Number of Current Clients
  • 89
D. Assets (Management, Advisement)
  • $207,123,407
E. Methods of Compensation
  • Hourly Fee
  • Fixed Fee
  • Asset-Based Fee
F. Methods of Communication
  • Face-to-Face Meetings
  • Telephone
  • Email
  • Skype/Voice
  • Skype/Video
  • GoToMeeting (or similar service)
G. Types of Reports (Frequency)
  • Performance (Quarterly)
  • Brokerage Statement (Monthly)
  • Market Environment (Quarterly)
  • Newsletters (Quarterly)
  • Other: Economic & Market Updates During Turbulent Periods
H. Second Language(s)
  • None
I. Value Statement
  • View Value Statement
    Completed Level III of the CEP Program through the Certified Equity Professional Institute at Santa Clara University. SFG is proud to announce that we have partnered with Certent, Inc. to assist companies in supporting the financial plans for their senior executives. Read more about Certent (www.certent.com).

VIII. Clients & Services

A. Types of Clients
  • Individuals & Couples (Working)
  • Individuals & Couples (Retired)
  • Other: Senior-level Executives of both Publicly-traded and Private Companies
B. Types of Financial Services
  • Planning Advice & Services
  • Investment Advice & Services
  • Other
C. Discretionary Asset Management
  • Yes
D. Limited Engagement Services
  • Customized to a client's needs.

IX. Certification

Most Recent Update:
  • Jul 19, 2019

BASIC INFORMATION NEEDED FOR THE INQUIRY

Other

Complex Executive Stock-based Planning Services, Private Company Stock-based Incentive Plans