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Paladin Registry Member

This advisor or firm is a vetted, documented member of the Paladin Registry.

Advisors and firms must meet Paladin’s rigorous admittance requirements to qualify for membership in the Registry.

Paladin provides free information services to investors who rely on planners and investment advisors to help them achieve their financial goals. Paladin is the only SEC registered firm that vets, validates, and documents the quality of financial professionals and firms (since 2003).

Paladin Research Report For:

Vector Wealth Management

Key Contact: Bob Lawson

I. Snapshot

A. Key Contact Name
  • Bob Lawson
  • Telephone: (612) 378-7560
B. Combined Credentials of Key Professionals
  • Number of Firm Professionals: 24
    Average Years of Experience: 12
    Combined Degrees: 28
    Certifications: 40
C. Firm Record of Compliance
  • No Disclosures
D. Assets Under Management & Advisement
  • $1,000,000,000
E. Minimum Asset Requirement
  • $500,000
F. Types of Client Relationships
  • Traditional
  • Virtual

II. Contact Information

A. Key Contact
  • Bob Lawson
B. Main Location
  • 43 SE Main St. Suite 236
    Minneapolis, Minnesota, 55414
C. Additional Locations
  • None
D. Telephone
  • Main: 612.378.7560

III. Internet

A. Website URL
B. Social Connections

IV. Firm(s)

A. Name of Firm
  • Vector Wealth Management
B. Name of Registered Investment Advisor
  • SNS Financial Group, LLC
C. Name of Broker/Dealer
  • None

V. Professionals

VI. Firm Registration, Licensing, Compliance

A. Firm Registration (Advice & Services for Fees)
  • RIA
B. Type of RIA Registration
  • SEC
C. Firm Licenses (Commission Products)
  • Securities: No
  • Insurance: No
D. Firm Registration & License Numbers
  • CRD: 152667
  • IARD: None
  • Insurance: None
E. Firm State Licensing
  • Financial Advice, Services for Fees: See List
  • Investment Products for Commission: Not Applicable
F. Financial Fiduciary (Advice & Services for Fees)
  • Yes
G. Firm Record of Compliance
  • FINRA.org: No Disclosures
  • SEC.gov: No Disclosures
  • State Securities: No Disclosures
  • State Insurance: No Disclosures
H. Additional Disclosure(s)
  • None
I. View Firm ADV
  • Available Upon Request
J. Links to Regulatory Agencies and Associations

VII. Business Data & Practices

A. Firm Business Philosophy
B. Minimum Asset Requirement
  • $500,000
C. Number of Current Clients
  • 900
D. Assets (Management, Advisement)
  • $1,000,000,000
E. Methods of Compensation
  • Asset-Based Fee
F. Methods of Communication
  • Face-to-Face Meetings
  • Telephone
  • Email
  • GoToMeeting (or similar service)
G. Types of Reports (Frequency)
  • Performance (Quarterly)
  • Brokerage Statement (Monthly)
  • Market Environment (Quarterly)
  • Newsletters (Quarterly)
H. Value Statement
  • Not Available

VIII. Clients & Services

A. Types of Firm Clients
  • Individuals & Couples (Working)
  • Individuals & Couples (Retired)
  • Endowments & Foundations
B. Types of Financial Services
  • Planning Advice & Services
  • Investment Advice & Services
C. Discretionary Asset Management
  • Yes
D. Limited Engagement Services
  • None
E. Custodian(s)
  • Charles Schwab
  • TD Ameritrade

IX. Certification

Firm Name
  • Vector Wealth Management
Most Recent Update:
  • Jun 19, 2018

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