Paladin Research Report For:

Penobscot Financial Advisors

Penobscot Financial Advisors, a financial fiduciary has been a Paladin Registry member since 2019. Firm is the owner of Penobscot Financial Advisors. Firm provides financial services to clients in the Portland, Maine area.

Inquire With Firm Telephone

Telephone: 207-990-1901

Visit Website

http://www.penobscotfa.com

I. Snapshot

Part I provides key information about this advisor.

A. Registry Member

Since 2019

B. Years of Experience

C. College Degrees

D. Certifications

E. Financial Fiduciary

F. Business Philosophy

Read Business Philosophy

PFA creates long-term partnerships with our clients, working diligently to ensure that investment and planning goals are met. We act as a fee-only fiduciary, meaning that we can only act in the best interest of our clients, do not receive commissions for selling products, and only receive compensation directly from our clients. This reduces conflicts of interest, and creates a clear relationship built on trust and results. We support our clients as a team, specializing to deliver the highest level of service across the broad spectrum of financial planning and investments. We offer straightforward solutions, delivered without confusing industry jargon or judgement. Our goal is to help our clients accomplish their goals.

II. Contact Information

Part II provides general contact information for this advisor.

A. Key Contact

Craig Joncas

B. Main Location

One Monument Square
Suite 501
Portland, Maine, 04101

C. Telephone

207-990-1901

III. Internet

Part III provides the information you need to use the Internet to conduct your own online research for this professional.

A. Visit Website

http://www.penobscotfa.com

B. Social Connections

IV. Firm(s)

Part IV describes this advisor's relationship(s) with financial firms.

A. Name of Firm

Penobscot Financial Advisors

B. Relationship to Firm

Owner

C. Name of RIA

Penobscot Wealth Management

D. Name(s) of Custodian(s)

TD Ameritrade
Fidelity
TIAA CREF

E. Professionals

V. Credentials

Part V documents the advisor's sources of financial knowledge.

A. Years of Financial Experience

11 Years

B. College, Degrees, Years

Did Not Provide

VI. Registration, Licensing,
Compliance

Part VI documents the advisor’s registrations, licensing, and compliance record(s).

A. RIA/IAR Registration

RIA and IAR

B. Type of RIA Registration

C. Industry Licenses

RIA/IAR Registration

D. Registration & License Numbers

CRD: 286211
IARD: None
Insurance: None

E. State Licences

Financial Advice, Services for Fees: See List
- California
- Connecticut
- Florida
- Maine
- Massachusetts
- New Hampshire
- New York
- Pennsylvania
- Texas

F. Compliance Record (Investment)

No Disclosures

G. Compliance Record (Insurance)

No Disclosures

H. View our ADV(s)

View ADV-1

I. Links

http://www.adviserinfo.sec.gov
RECORDS FOR FIRMS (RIA)
http://www.finra.org
RECORDS FOR PROFESSIONALS

VII. Business Data & Practices

Part VII documents information that describes this advisor's business practices.

A. Business Philosophy

Read Business Philosophy

PFA creates long-term partnerships with our clients, working diligently to ensure that investment and planning goals are met. We act as a fee-only fiduciary, meaning that we can only act in the best interest of our clients, do not receive commissions for selling products, and only receive compensation directly from our clients. This reduces conflicts of interest, and creates a clear relationship built on trust and results. We support our clients as a team, specializing to deliver the highest level of service across the broad spectrum of financial planning and investments. We offer straightforward solutions, delivered without confusing industry jargon or judgement. Our goal is to help our clients accomplish their goals.

B. Number of Current Clients

C. Assets (Management, Advisement)

$174,000,000

D. Methods of Compensation

Fixed Fee
Asset-Based Fee

E. Methods of Communication

Face-to-Face Meetings
Telephone
Email
GoToMeeting (or similar service)

F. Types of Reports (Frequency)

Performance (qa)
Brokerage Statement (mo)
Market Environment (mo)
Newsletters (mo)

G. Value Statement

View Value Statement
Our firm differentiates by acting as a Fee-Only Fiduciary, providing services as a Team, and offering flexible, straightforward, pricing.

VIII. Clients & Services

Part VIII documents this advisor's clients and services.

A. Types of Clients

Individuals & Couples (Working)
Individuals & Couples (Retired)
Business Pension Plans
Business (Taxable)
Endowments & Foundations

B. Types of Financial Services

Planning Advice & Services
Investment Advice & Services

C. Discretionary Asset Management

D. Limited Engagement Services

Planning Only
Investment Portfolio Reviews

IX. Certification

Advisors are required to certify the accuracy of the data in this Paladin Research Report. Advisors are responsible for keeping the report up-to-date.

Most Recent Update:

Jun 3, 2020

Paladin Registry Member

Paladin Research Report For:

Penobscot Financial Advisors