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Financial Engines Advisors

Edelman Financial Engines, LLC

BASIC INFORMATION NEEDED FOR THE INQUIRY

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AS SEEN IN
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Paladin Registry 5 Stars

This advisor or firm is a vetted, documented member of the Paladin Registry.

This advisor or firm received a 5 Star quality rating from Paladin’s research department. Paladin analysts use a proprietary algorithm to rate the quality of financial advisor and firm credentials, ethics, business practices, and services.

Paladin provides free information services to investors who rely on planners and investment advisors to help them achieve their financial goals. Paladin is the only SEC registered firm that vets, validates, and documents the quality of financial professionals and firms (since 2003).

Paladin Research Report For:

Financial Engines Advisors

Key Contact: Edelman Financial Engines

Visit Website
http://edelmanfinancialengines.com

I. Snapshot

Part I provides key information about this firm.
A. Key Contact Name
  • Edelman Financial Engines
B. Combined Credentials of Key Professionals
  • Average Years of Experience:
C. Firm Record of Compliance
  • No Disclosures
D. Assets Under Management & Advisement
  • $205,600,000,000
E. Minimum Asset Requirement
  • $50,000
F. Types of Client Relationships
  • Traditional
  • Virtual

II. Contact Information

Part II provides general contact information for this firm.
A. Key Contact
B. Main Location
  • Wichita, Kansas, 67206
C. Additional Locations

III. Internet

Part III provides the information you need to use the Internet to conduct your own online research for this financial firm.
A. Website URL
B. Social Connections

IV. Firm(s)

Part IV describes this firm’s business structure and its connection to other financial firms.
A. Name of Firm
  • Edelman Financial Engines, LLC
B. Name of Registered Investment Advisor
  • Financial Engines Advisors, LLC
C. Name of Broker/Dealer
  • None

V. Professionals

Part V provides background information for firm professionals. All professionals may not be listed in this report.
A. Professionals

VI. Firm Registration, Licensing, Compliance

Part VI documents firm registration, licensing, and compliance record(s).
A. Firm Registration (Advice & Services for Fees)
  • RIA
B. Type of RIA Registration
  • SEC
C. Firm Licenses (Commission Products)
  • Securities: Yes
  • Insurance: Yes
D. Firm Registration & License Numbers
  • CRD: 104510
  • IARD: 104510
  • Insurance: None
E. Firm State Licensing
F. Financial Fiduciary (Advice & Services for Fees)
  • Yes
G. Firm Record of Compliance
  • FINRA.org: No Disclosures
  • SEC.gov: No Disclosures
  • State Securities: Not Applicable
  • State Insurance: No Disclosures
H. Additional Disclosure(s)
  • Paladin Registry (Paladin) is a solicitor for Financial Engines Advisors L.L.C., a federally registered investment adviser. As a solicitor, Paladin may share with FEA your... View More
    Paladin Registry (Paladin) is a solicitor for Financial Engines Advisors L.L.C., a federally registered investment adviser. As a solicitor, Paladin may share with FEA your contact and other personal information to facilitate your introduction as a prospective client. Financial Engines pays Paladin a referral fee in the amount of up to $65 for each prospective client lead Paladin provides. This referral fee is paid solely on a lead basis and is not contingent on whether the prospective client becomes a client of FEA. This referral fee is paid by FEA and will not be passed on to you. If you engage FEA as your investment advisor, any investment advisory fee you pay will not be affected in any way by the referral arrangement between FEA and Paladin. Paladin is not an agent, representative or affiliate of FEA and does not provide investment advice on behalf of FEA.
I. View Firm ADV
J. Links to Regulatory Agencies and Associations
K. Comments
  • More information about Edelman Financial Engines is available in its Disclosure Brochure (Form ADV, Part 2). If you would like to receive a copy of the Disclosure Brochure by mail, you can request one by calling Edelman Financial Engines at 1-800-601-5957.

VII. Business Data & Practices

Part VII documents information that describes this firm’s business data and practices.
A. Firm Business Philosophy
  • Read Business Philosophy

    Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors – not just the wealthy – deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America’s top independent financial planning and investment advisor, recognized by both InvestmentNews1 and Barron’s2, with 180+ planner offices across the country and entrusted by more than 1.1 million clients to manage more than $200 billion in assets. Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client’s situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves.

B. Minimum Asset Requirement
  • $50,000
C. Number of Current Clients
  • 1150000
D. Assets (Management, Advisement)
  • $205,600,000,000
E. Methods of Compensation
  • Asset-Based Fee
F. Methods of Communication
  • Face-to-Face Meetings
  • Telephone
  • Email
G. Types of Reports (Frequency)
  • Performance (Quarterly)
  • Newsletters (Quarterly)
H. Value Statement
  • Not Available

VIII. Clients & Services

Part VIII documents this firm’s types of clients and services.
A. Types of Firm Clients
  • Individuals & Couples (Working)
  • Individuals & Couples (Retired)
B. Types of Financial Services
  • Planning Advice & Services
  • Investment Advice & Services
  • Insurance Products
C. Discretionary Asset Management
  • Yes
D. Limited Engagement Services
  • None
E. Custodian(s)
  • Charles Schwab
  • Fidelity
  • TD Ameritrade

IX. Certification

Firms are required to certify the accuracy of the data in this Paladin Research Report. Firms are responsible for keeping the report up-to-date.
Firm Name
  • Financial Engines Advisors
Most Recent Update:
  • Oct 1, 2019

Other

Paladin Research Report For:

Chris Jones

Firm: Financial Engines Advisors

Badge1_firm

Paladin Registry 5 Stars

This advisor or firm is a vetted, documented member of the Paladin Registry.

This advisor or firm received a 5 Star quality rating from Paladin’s research department. Paladin analysts use a proprietary algorithm to rate the quality of financial advisor and firm credentials, ethics, business practices, and services.

Paladin provides free information services to investors who rely on planners and investment advisors to help them achieve their financial goals. Paladin is the only SEC registered firm that vets, validates, and documents the quality of financial professionals and firms (since 2003).
PALADIN QUALITY RATING
20
YEARS OF EXPERIENCE
2014
ADMITTED TO REGISTRY
$50,000
MINIMUM ASSET REQUIREMENT
A. Relationship to Firm
  • Employee
B. Principle Role or Responsibility
  • Did Not Answer
C. Years of Financial Services Experience
  • 20
D. College Degrees or Years of Attendance
  • Stanford University AB/MS, Economics/Engineering-Economic Systems, Stanford University MS, Business Technology
E. Financial Industry Certifications & Designations
  • None
F. Association Memberships
  • None
G. Registration
  • Did not answer
H. Industry Licenses
  • Securities: Yes
  • Insurance: Did not answer
  • Real Estate: Did not answer
I. Registration & License Numbers
  • IARD Number: None
  • CRD Number: 4947103
  • Insurance Number: None
  • Real Estate Number: None
J. State Licening
K. Financial Fiduciary
  • Yes
L. Compliance Records (Investment/Insurance)
  • No Disclosures
M. Criminal Disclosure(s)
  • None
N. Second Language(s)
  • None

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Connect with us

  • Office Address
    12150 Monument Drive, Suite 400
    Fairfax, VA, 22033
  • Telephones
    Tel: 703.651.2060
    Fax: 703.259.4487
  • Social Networks

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