Menu

Email Advisor

Badge1_firm

Paladin Registry 5 Stars

This advisor or firm is a vetted, documented member of the Paladin Registry.

This advisor or firm received a 5 Star quality rating from Paladin’s research department. Paladin analysts use a proprietary algorithm to rate the quality of financial advisor and firm credentials, ethics, business practices, and services.

Paladin provides free information services to investors who rely on planners and investment advisors to help them achieve their financial goals. Paladin is the only SEC registered firm that vets, validates, and documents the quality of financial professionals and firms (since 2003).

Paladin Research Report For:

Pinnacle Asset Management, Inc

Key Contact: Kenyon Lederer

I. Snapshot

A. Key Contact Name
  • Kenyon Lederer
  • Telephone: (916) 772-0807
B. Combined Credentials of Key Professionals
  • Number of Firm Professionals: 2
    Average Years of Experience: 20
    Combined Degrees: 2
    Certifications: 4
C. Firm Record of Compliance
  • No Disclosures
D. Assets Under Management & Advisement
  • $127
E. Minimum Asset Requirement
  • $250,000
F. Types of Client Relationships
  • Traditional
  • Virtual

II. Contact Information

A. Key Contact
  • Jack Zboralske
B. Main Location
  • 2271 Lava Ridge Ct., STE 200
    Roseville, California, 95661
C. Additional Locations
  • None
D. Telephone
  • Main: 916.772.0807
  • Other: (916) 772-0807

III. Internet

B. Social Connections
C. View Articles

IV. Firm(s)

A. Name of Firm
  • Pinnacle Asset Management, Inc.
B. Name of Registered Investment Advisor
  • Pinnacle Asset Management, Inc.
C. Name of Broker/Dealer
  • Purshe Kaplan Sterling Investment

V. Professionals

VI. Firm Registration, Licensing, Compliance

A. Firm Registration (Advice & Services for Fees)
  • RIA
B. Type of RIA Registration
  • SEC
C. Firm Licenses (Commission Products)
  • Securities: Yes
  • Insurance: Yes
D. Firm Registration & License Numbers
  • CRD: 2275241
  • IARD: 169182
  • Insurance: 0A94984
E. Firm State Licensing
  • Financial Advice, Services for Fees: California
  • Investment Products for Commission: See List
  • Insurance Products for Commission: See List
F. Financial Fiduciary (Advice & Services for Fees)
  • Yes
G. Firm Record of Compliance
  • FINRA.org: No Disclosures
  • SEC.gov: No Disclosures
  • State Securities: No Disclosures
  • State Insurance: No Disclosures
H. Additional Disclosure(s)
  • None
I. View Firm ADV
J. Links to Regulatory Agencies and Associations

VII. Business Data & Practices

A. Firm Business Philosophy
  • Read Business Philosophy

    We are dedicated to doing business with integrity, putting the needs of our clients first, and delivering the highest level of service. We have invested a significant amount of time and resources into education and tools which enable us to deliver sound advice and guidance to our clients.

B. Minimum Asset Requirement
  • $250,000
C. Number of Current Clients
  • 400
D. Assets (Management, Advisement)
  • $127
E. Methods of Compensation
  • Asset-Based Fee
  • Commissions (Investment Products)
  • Commissions (Insurance Products)
F. Methods of Communication
  • Face-to-Face Meetings
  • Telephone
  • Email
  • GoToMeeting (or similar service)
G. Types of Reports (Frequency)
  • Performance (Quarterly)
  • Brokerage Statement (Monthly)
  • Newsletters (Quarterly)
H. Value Statement
  • View Value Statement
    We practice an active style of asset management consisting of fundamental analysis for security selection and technical analysis to identify and adjust to ever changing financial market conditions. This combination of disciplines provides our clients with the confidence that they own quality investments and the comfort of knowing that there is a proactive strategy in place to minimize risk.

VIII. Clients & Services

A. Types of Firm Clients
  • Individuals & Couples (Working)
  • Individuals & Couples (Retired)
  • Business (Taxable)
B. Types of Financial Services
  • Planning Advice & Services
  • Investment Advice & Services
  • Insurance Products
C. Discretionary Asset Management
  • Yes
D. Limited Engagement Services
  • None
E. Custodian(s)
  • Charles Schwab

IX. Certification

Firm Name
  • Pinnacle Asset Management, Inc
Most Recent Update:
  • Jun 4, 2019

Other