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Michael + MacLean - Financial Advisor in Worcester, MA

Paladin Research Report For:

Michael MacLean

Mercantile Private Wealth Management

255 Park Ave
Ste 1000
Worcester, MA 01609
774-239-1862

General Information

Firm Start Year
CRD#
  • 5457640
Firm CRD#
  • 5457640
Insurance License#
  • 10772708
Name of Broker/Dealer
  • Grove Point Investments, LLC
Name of Custodial Firm
  • Pershing LLC
States Licensed in
  • AL, AZ, CA, CT, DE, FL,MD, MA. MO, NJ, NY, NC, PA, RI, TX, VT, VA
Years of Experience in Financial Services
  • 14
Number of Years with Current Firm
  • 1
Work with the following types of clients
  • Businesses, Individual Investors, Non-Profit Organizations, Executives and Highly Compensated Employees with equity compensation
Advisory Services Provided
  • Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Estate Planning & Trusts, Investment Advice & Management, Wealth Management

Compliance

Investment Advisor Representative
  • Yes
Acknowledged fiduciary
  • Yes
Criminal Disclosures in Last 5 years
  • Have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations
  • CFP®
Securities Licenses
  • Series 66, Series 7
Insurance and Annuity Licenses
  • Variable Annuity, Life, Variable Life

Firm Information

Advisor's Number of Clients
  • 80
Advisor's Number of Managed Clients
  • 80
Advisor's Number of Planning Clients
  • 60

Compensation and Fees

Fee Structure
  • Fee-Based
Compensation Methods
  • Commissions, Based on Assets

BASIC INFORMATION NEEDED FOR THE INQUIRY