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PALADIN RESEARCH REPORT FOR:

Anthony A. Saccaro

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Telephone Advisor
818.887.6443

I. Snapshot

A. Registry Member
  • Since 2014
B. Years of Experience
  • 15
C. College Degrees
  • The American College - Chartered Financial Consultant
D. Certifications
  • None
E. Financial Fiduciary
  • Yes
F. Business Philosophy
  • Read Business Philosophy

    Providence Financial & Insurance Services provides comprehensive financial, estate and tax planning education and services for clients in the greater Los Angeles area. We specialize in conservative investment strategies for baby boomers and retirees. Our service first philosophy means we invest our time in you and listen to your situation before ever asking you to become a client. At Providence Financial, we listen to our client's needs and concerns and educate them on their financial options. We then help them make informed decisions and come up with a customized financial action plan. Investing can be tricky, but our experience and knowledge in financial and estate planning, investment portfolios and asset management have helped us to ma

G. Asset Requirement
  • None

II. Contact Information

A. Key Contact
  • Gerry Alcala
B. Main Location
  • 20335 Ventura Blvd
    Suite 125
    Woodland Hills, California, 91364
C. Telephone
  • 818.887.6443

III. Internet

B. Social Connections

IV. Firm(s)

A. Name of Firm
  • Providence Financial and Insurance Services, Inc.
B. Relationship to Firm
  • Owner
C. Name of RIA
  • Providence Financial and Insurance Services, Inc.
D. Name of Broker/Dealer
  • None
E. Name(s) of Custodian(s)
  • TD Ameritrade

V. Credentials

A. Years of Financial Experience
  • 15 Years
B. College, Degrees, Years
  • The American College - Chartered Financial Consultant
C. Current Certifications
  • None
D. Financial Industry Associations (Active Memberships)
  • Senior Market Advisor
  • Advisors Academy

VI. Registration, Licensing,
Compliance

A. RIA/IAR Registration
  • RIA
B. Type of RIA Registration
  • State - California
C. Industry Licenses
  • Securities License(s)
  • Insurance License(s)
D. Registration & License Numbers
  • CRD: 141988
  • IARD: None
  • Insurance: 0C62654
E. State Licences
  • Financial Advice, Services for Fees: California
  • Investment Products for Commission: California
  • Insurance Products for Commission: See List
F. Compliance Record (Investment)
  • No Disclosures
G. Compliance Record (Insurance)
  • No Disclosures
H. Criminal Disclosure(s)
  • None
I. Additional Disclosure(s)
  • None
J. View our ADV(s)
  • Available Upon Request
K. Links

VII. Business Data & Practices

A. Business Philosophy
  • Read Business Philosophy

    Providence Financial & Insurance Services provides comprehensive financial, estate and tax planning education and services for clients in the greater Los Angeles area. We specialize in conservative investment strategies for baby boomers and retirees. Our service first philosophy means we invest our time in you and listen to your situation before ever asking you to become a client. At Providence Financial, we listen to our client's needs and concerns and educate them on their financial options. We then help them make informed decisions and come up with a customized financial action plan. Investing can be tricky, but our experience and knowledge in financial and estate planning, investment portfolios and asset management have helped us to ma

B. Minimum Asset Requirement
  • None
C. Number of Current Clients
  • 750
D. Assets (Management, Advisement)
  • $25,000,000
E. Methods of Compensation
  • Hourly Fee
  • Asset-Based Fee
F. Methods of Communication
  • Face-to-Face Meetings
  • Email
  • Skype/Voice
G. Types of Reports (Frequency)
  • Performance (Annually)
  • Brokerage Statement (Quarterly)
  • Newsletters (Monthly)
  • Other: Updates using social media; Facebook, Twitter, Linkedin
H. Second Language(s)
  • None
I. Value Statement
  • View Value Statement
    I've been invited to share my financial expertise on KCAL9 News, have been a guest on CNBC’s “Worldwide Exchange” and make regular live appearances on FOX Business News. Named among California’s Financial Leaders by Forbes magazine in May 2013 and July 2015, I'm proud to be part of the Ed Slott Elite IRA Advisor Group. My articles have been featured in prestigious publications such as The Wall Street Journal, USA Today, Los Angeles Daily News, Pasadena Star News, FOXBusiness, West Valley News

VIII. Clients & Services

A. Types of Clients
  • Individuals & Couples (Working)
  • Individuals & Couples (Retired)
B. Types of Financial Services
  • Planning Advice & Services
  • Investment Advice & Services
  • Insurance Products
  • Tax Advice & Services
C. Discretionary Asset Management
  • Discretionary and Non-Discretionary
D. Limited Engagement Services
  • Planning Only
  • Financial Plan Reviews
  • Investment Portfolio Reviews

IX. Certification

Advisor Name
  • Anthony A. Saccaro
Most Recent Update:
  • May 22, 2017

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