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Paladin Registry 5 Stars

This advisor or firm is a vetted, documented member of the Paladin Registry.

This advisor or firm received a 5 Star quality rating from Paladin’s research department. Paladin analysts use a proprietary algorithm to rate the quality of financial advisor and firm credentials, ethics, business practices, and services.

Paladin provides free information services to investors who rely on planners and investment advisors to help them achieve their financial goals. Paladin is the only SEC registered firm that vets, validates, and documents the quality of financial professionals and firms (since 2003).

I. Snapshot

A. Registry Member
  • Since 2014
B. Years of Experience
  • 25
C. College Degrees
  • The College of William & Mary - B.S., Economics
  • University of Houston-Clear Lake - M.S., Studies of the Future
D. Certifications
  • CFA®, CFP®, CMT®
E. Financial Fiduciary
  • Yes
F. Business Philosophy
  • Read Business Philosophy

    Strategic Foresight Investments (StratFI) is committed to a client-first business model. Our goal is to help you succeed. Through our expert analysis of developing trends, we are able to pinpoint investment opportunities and risks well before others become aware of them. At StratFI, we believe that our combination of experience, expertise and commitment provides clarity and confidence for the people we serve.

G. Asset Requirement
  • $250,000

II. Contact Information

A. Key Contact
  • James Lee
B. Main Location
  • 1201 N. Orange Street
    Suite 742
    Wilmington, Delaware, 19801
C. Telephone
  • 302.884.6742

III. Internet

A. Visit Website
B. Social Connections
C. View Articles

IV. Firm(s)

A. Name of Firm
  • StratFI
B. Relationship to Firm
  • Owner
C. Name of RIA
  • Strategic Foresight Investments LLC
D. Name of Broker/Dealer
  • None
E. Name(s) of Custodian(s)
  • Charles Schwab

V. Credentials

A. Years of Financial Experience
  • 25 Years
B. College, Degrees, Years
  • The College of William & Mary - B.S., Economics
  • University of Houston-Clear Lake - M.S., Studies of the Future
D. Financial Industry Associations (Active Memberships)
  • CFA Institute
  • Market Technicians Association
  • Financial Planning Association

VI. Registration, Licensing,
Compliance

A. RIA/IAR Registration
  • RIA
B. Type of RIA Registration
  • State - Delaware
C. Industry Licenses
  • Securities License(s)
D. Registration & License Numbers
  • CRD: 164744
  • IARD: 164744
  • Insurance: None
E. State Licences
  • Financial Advice, Services for Fees: See List
  • Investment Products for Commission: Not Applicable
  • Insurance Products for Commission: Not Applicable
F. Compliance Record (Investment)
  • No Disclosures
G. Compliance Record (Insurance)
  • No Disclosures
H. Criminal Disclosure(s)
  • None
I. Additional Disclosure(s)
  • None
J. View our ADV(s)
K. Links

VII. Business Data & Practices

A. Business Philosophy
  • Read Business Philosophy

    Strategic Foresight Investments (StratFI) is committed to a client-first business model. Our goal is to help you succeed. Through our expert analysis of developing trends, we are able to pinpoint investment opportunities and risks well before others become aware of them. At StratFI, we believe that our combination of experience, expertise and commitment provides clarity and confidence for the people we serve.

B. Minimum Asset Requirement
  • $250,000
C. Number of Current Clients
  • 34
D. Assets (Management, Advisement)
  • $25,000,000
E. Methods of Compensation
  • Hourly Fee
  • Asset-Based Fee
F. Methods of Communication
  • Face-to-Face Meetings
  • Telephone
  • Email
G. Types of Reports (Frequency)
  • Performance (Monthly)
  • Brokerage Statement (Monthly)
  • Market Environment (Semi-Annually)
  • Newsletters (Monthly)
H. Second Language(s)
  • None
I. Value Statement
  • View Value Statement
    Knowledge. Integrity. Trust. As a fee-only investment advisor, there are no product commissions or conflicts of interest. Timely advice from an approachable expert.

VIII. Clients & Services

A. Types of Clients
  • Individuals & Couples (Working)
  • Individuals & Couples (Retired)
  • Other: Trust Funds
B. Types of Financial Services
  • Planning Advice & Services
  • Investment Advice & Services
C. Discretionary Asset Management
  • Discretionary and Non-Discretionary
D. Limited Engagement Services
  • Financial Plan Reviews
  • Investment Portfolio Reviews
  • Public Speaking

IX. Certification

Advisor Name
  • James Lee
Most Recent Update:
  • Jun 15, 2018

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