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PALADIN RESEARCH REPORT FOR:

Marc Henn

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Telephone Advisor
800.361.0329

I. Snapshot

A. Registry Member
  • Since 2004
B. Years of Experience
  • 25
C. College Degrees
  • Purdue University - BS Economics
D. Certifications
  • CFP®
E. Financial Fiduciary
  • Yes
F. Business Philosophy
  • Read Business Philosophy

    At Harvest Financial Advisors, we combine the responsiveness and flexibility of an independent, personal firm, with the expertise found in the largest investment management companies to provide you with peace of mind. The financial goals of our clients, including the protection and growth of long-term wealth, are our highest priority. We work with clients from the same side of the table to design personalized that remain true to their future plans and aspirations.

G. Asset Requirement
  • $250,000

II. Contact Information

A. Key Contact
  • Did Not Answer
B. Main Location
  • 8897 Cincinnati Dayton Rd
    West Chester, Ohio, 45069
C. Telephone
  • 800.361.0329

III. Internet

IV. Firm(s)

A. Name of Firm
  • Harvest Financial Advisors
B. Relationship to Firm
  • Owner
C. Name of RIA
  • Harvest Financial Advisors
D. Name of Broker/Dealer
  • None
E. Name(s) of Custodian(s)
  • Charles Schwab
  • JP Morgan
  • TD Ameritrade

V. Credentials

A. Years of Financial Experience
  • 25 Years
B. College, Degrees, Years
  • Purdue University - BS Economics
C. Current Certifications
D. Financial Industry Associations (Active Memberships)
  • Financial Planning Association

VI. Registration, Licensing,
Compliance

A. RIA/IAR Registration
  • RIA and IAR
B. Type of RIA Registration
  • SEC
C. Industry Licenses
  • None
D. Registration & License Numbers
  • CRD: 2120816
  • IARD: None
  • Insurance: None
E. State Licences
  • Financial Advice, Services for Fees: All 50 States
  • Investment Products for Commission: Not Applicable
  • Insurance Products for Commission: Not Applicable
F. Compliance Record (Investment)
  • No Disclosures
G. Compliance Record (Insurance)
  • No Disclosures
H. Criminal Disclosure(s)
  • None
I. Additional Disclosure(s)
  • None
J. View our ADV(s)
  • Available Upon Request
K. Links

VII. Business Data & Practices

A. Business Philosophy
  • Read Business Philosophy

    At Harvest Financial Advisors, we combine the responsiveness and flexibility of an independent, personal firm, with the expertise found in the largest investment management companies to provide you with peace of mind. The financial goals of our clients, including the protection and growth of long-term wealth, are our highest priority. We work with clients from the same side of the table to design personalized that remain true to their future plans and aspirations.

B. Minimum Asset Requirement
  • $250,000
C. Number of Current Clients
  • Available Upon Request
D. Assets (Management, Advisement)
  • Available Upon Request
E. Methods of Compensation
  • Asset-Based Fee
F. Methods of Communication
  • Face-to-Face Meetings
  • Telephone
  • Email
G. Types of Reports (Frequency)
  • Performance (Quarterly)
  • Brokerage Statement (Monthly)
  • Market Environment (Monthly)
  • Newsletters (Quarterly)
H. Second Language(s)
  • None
I. Value Statement
  • View Value Statement
    1. We listen. It’s the only way we can understand the current needs and future goals of our clients. There is no one-size-fits-all solution with us. 2. We follow a disciplined approach to investing, rooted in academic rigor, that stands the test of time. 3. We value transparency as a “Fee-Only” advisory firm. We never sell commission-based products that cause a conflict of interest with our clients. 4. We build a customized strategic plan for each client to serve as a roadmap for your future.

VIII. Clients & Services

A. Types of Clients
  • Individuals & Couples (Working)
  • Individuals & Couples (Retired)
B. Types of Financial Services
  • Planning Advice & Services
  • Investment Advice & Services
C. Discretionary Asset Management
  • Discretionary and Non-Discretionary
D. Limited Engagement Services
  • None

IX. Certification

Advisor Name
  • Marc Henn
Most Recent Update:
  • Feb 9, 2017

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