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Joe Maas

Synergy Financial Management, LLC

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Paladin Research Report For:

Joe Maas

Synergy Financial Management, LLC

Joe Maas, a financial fiduciary has been a Paladin Registry member since 2005. Joe is the owner of Synergy Financial Management, LLC. Joe holds the Chartered Financial Analyst , Certified Financial Planner , Chartered Financial Consultant , Certified Valuation Analyst , Chartered Life Underwriter certifications and has over 28 years of experience. Joe provides financial services to clients in the Bellevue, Washington area.

I. Snapshot

A. Registry Member
  • Since 2005
B. Years of Experience
  • 28
C. College Degrees
  • Seattle Pacific University - B.A. Finance
  • American College - Masters in Financial Services
D. Certifications
  • CFA®, CFP®, ChFC®, CVA®, CLU®
E. Financial Fiduciary
  • Yes
F. Business Philosophy
  • Read Business Philosophy

    Synergy Financial Management, LLC is a financial planning and Registered Investment Advisory firm located in Seattle, WA. The firm specializes in providing fee-based comprehensive financial planning services and investment advice to individuals and businesses. Since Synergy Financial Management, LLC is a fee-based advisor, potential conflicts of interest regarding compensation are removed. SFM's planning process will help you assess your financial situation and identify specific needs and goals

G. Asset Requirement
  • $250,000

II. Contact Information

A. Key Contact
  • Joe Maas
B. Main Location
  • 13231 SE 36th Street
    Suite 215
    Bellevue, Washington, 98006
C. Telephone
  • 206.386.5455

III. Internet

B. View Blog

IV. Firm(s)

A. Name of Firm
  • Synergy Financial Management, LLC
B. Relationship to Firm
  • Owner
C. Name of RIA
  • Synergy Financial Management, LLC
D. Name of Broker/Dealer
  • None
E. Name(s) of Custodian(s)
  • Charles Schwab
  • TD Ameritrade
  • Fidelity

V. Credentials

A. Years of Financial Experience
  • 28 Years
B. College, Degrees, Years
  • Seattle Pacific University - B.A. Finance
  • American College - Masters in Financial Services
D. Financial Industry Associations (Active Memberships)
  • Society of Chartered Financial Analysts
  • Estate Planning Council

VI. Registration, Licensing,
Compliance

A. RIA/IAR Registration
  • Did Not Answer
B. Type of RIA Registration
  • SEC
C. Industry Licenses
  • Securities License(s)
  • Insurance License(s)
D. Registration & License Numbers
  • CRD: 2170891
  • IARD: None
  • Insurance: None
E. State Licences
  • Investment Products for Commission: All 50 States
F. Compliance Record (Investment)
  • No Disclosures
G. Compliance Record (Insurance)
  • No Disclosures
H. Criminal Disclosure(s)
  • None
I. Additional Disclosure(s)
  • None
J. View our ADV(s)
K. Links

VII. Business Data & Practices

A. Business Philosophy
  • Read Business Philosophy

    Synergy Financial Management, LLC is a financial planning and Registered Investment Advisory firm located in Seattle, WA. The firm specializes in providing fee-based comprehensive financial planning services and investment advice to individuals and businesses. Since Synergy Financial Management, LLC is a fee-based advisor, potential conflicts of interest regarding compensation are removed. SFM's planning process will help you assess your financial situation and identify specific needs and goals

B. Minimum Asset Requirement
  • $250,000
C. Number of Current Clients
  • 118
D. Assets (Management, Advisement)
  • $125,000,000
E. Methods of Compensation
  • Asset-Based Fee
F. Methods of Communication
  • Face-to-Face Meetings
  • Telephone
  • Email
G. Types of Reports (Frequency)
  • Performance (Quarterly)
  • Brokerage Statement (Monthly)
  • Market Environment (Monthly)
  • Newsletters (Monthly)
  • Other: Updates on trades made.
H. Second Language(s)
  • None
I. Value Statement
  • View Value Statement
    We specializes in investment management, business valuation, and succession strategies. Additionally, we offer real estate services. With SFM, you will achieve your financial goals so you and your family can enjoy the prosperity you desire and deserve. Our services are customized to your unique circumstances. Grow your investment portfolio, minimize taxes, prepare for retirement, save for a home or college, build your estate… we will do this and more for you.

VIII. Clients & Services

A. Types of Clients
  • Other: 401k Plans
B. Types of Financial Services
  • Planning Advice & Services
  • Investment Advice & Services
  • Insurance Products
  • Tax Advice & Services
  • Other
  • Legal Advice & Services
C. Discretionary Asset Management
  • Discretionary and Non-Discretionary
D. Limited Engagement Services
  • Planning Only
  • Financial Plan Reviews
  • Investment Portfolio Reviews
  • Business Valuation & Succession Planning

IX. Certification

Advisor Name
  • Joe Maas
Most Recent Update:
  • Feb 25, 2019

BASIC INFORMATION NEEDED FOR THE INQUIRY

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