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Paladin Certified

This advisor or firm is a vetted, documented member of the Paladin Registry.

Certified is Paladin’s highest level of due diligence for financial advisors and firms. Paladin has conducted background checks for the credentials and ethics that are documented in its Registry research reports.

Paladin provides free information services to investors who rely on planners and investment advisors to help them achieve their financial goals. Paladin is the only SEC registered firm that vets, validates, and documents the quality of financial professionals and firms (since 2003).
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Paladin Research Report For:

A. R. (Rob) Hoxton IV

United Capital Financial Advisers, LLC

I. Snapshot

A. Registry Member
  • Since 2005
B. Years of Experience
  • 27
C. College Degrees
  • North Carolina State Univ. - BA
D. Certifications
  • CFP®, AIF®, AAMS®
E. Financial Fiduciary
  • Yes
F. Business Philosophy
G. Asset Requirement
  • $500,000

II. Contact Information

A. Key Contact
  • A. R. (Rob) Hoxton IV
B. Main Location
  • 8530 Shepherdstown Pike
    Shepherdstown, West Virginia, 25443
C. Additional Locations
  • Winchester, Virginia
D. Telephone
  • 304.876.2619 ext. 3456

III. Internet

A. Visit Website
B. Social Connections

IV. Firm(s)

A. Name of Firm
  • United Capital Financial Advisers, LLC
B. Relationship to Firm
  • Owner
C. Name of RIA
  • United Capital Financial Advisers, LLC
D. Name of Broker/Dealer
  • None
E. Name(s) of Custodian(s)
  • Fidelity Investments
  • Charles Schwab
  • SEI Private Trust

V. Credentials

A. Years of Financial Experience
  • 27 Years
B. College, Degrees, Years
  • North Carolina State Univ. - BA
D. Financial Industry Associations (Active Memberships)
  • Financial Planning Assoc.

VI. Registration, Licensing,
Compliance

A. RIA/IAR Registration
  • RIA and IAR
B. Type of RIA Registration
  • SEC
C. Industry Licenses
  • Insurance License(s)
D. Registration & License Numbers
  • CRD: 121275
  • IARD: None
  • Insurance: None
E. State Licences
  • Financial Advice, Services for Fees: See List
    • Florida
    • Illinois
    • Maryland
    • North Carolina
    • Pennsylvania
    • Virginia
    • West Virginia
  • Investment Products for Commission: Not Applicable
  • Insurance Products for Commission: See List
    • Maryland
    • Virginia
    • West Virginia
F. Compliance Record (Investment)
  • No Disclosures
G. Compliance Record (Insurance)
  • No Disclosures
H. Criminal Disclosure(s)
  • None
I. Additional Disclosure(s)
  • Please remember that different types of investments involve varying degrees of risk, and that past performance may not be indicative of future results. Therefore, it... View More
    Please remember that different types of investments involve varying degrees of risk, and that past performance may not be indicative of future results. Therefore, it should not be assumed that future performance of any specific investment or investment strategy (including the investments and/or investment strategies recommended or undertaken by United Capital Financial Advisers, LLC ) will be profitable. A copy of our current written disclosure statement discussing our advisory services and fees continues to remain available for your review upon request.
J. View our ADV(s)
  • Available Upon Request
K. Links

VII. Business Data & Practices

A. Business Philosophy
B. Minimum Asset Requirement
  • $500,000
C. Number of Current Clients
  • Available Upon Request
D. Assets (Management, Advisement)
  • Available Upon Request
E. Methods of Compensation
  • Fixed Fee
  • Asset-Based Fee
  • Commissions (Insurance Products)
F. Methods of Communication
  • Face-to-Face Meetings
  • Telephone
  • Email
  • Skype/Video-Voice
G. Types of Reports (Frequency)
  • Performance (Quarterly)
  • Brokerage Statement (Monthly)
  • Market Environment (Quarterly)
H. Second Language(s)
  • None
I. Value Statement
  • Not Available

VIII. Clients & Services

A. Types of Clients
  • Individuals & Couples (Working)
  • Individuals & Couples (Retired)
  • Business Pension Plans
  • Endowments & Foundations
B. Types of Financial Services
  • Planning Advice & Services
  • Investment Advice & Services
C. Discretionary Asset Management
  • Yes
D. Limited Engagement Services
  • None

IX. Certification

Advisor Name
  • A. R. (Rob) Hoxton
Most Recent Update:
  • Dec 12, 2018

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