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Paladin Registry Member

This advisor or firm is a vetted, documented member of the Paladin Registry.

Advisors and firms must meet Paladin’s rigorous admittance requirements to qualify for membership in the Registry.

Paladin provides free information services to investors who rely on planners and investment advisors to help them achieve their financial goals. Paladin is the only SEC registered firm that vets, validates, and documents the quality of financial professionals and firms (since 2003).

Paladin Research Report For:

Jane Scarbrough

Scarbrough Financial Group, LLC

I. Snapshot

A. Registry Member
  • Since 2006
B. Years of Experience
  • 30
C. College Degrees
  • Johns Hopkins University - Bachelor of Arts
D. Certifications
  • CFP®
E. Financial Fiduciary
  • Yes
F. Business Philosophy
  • Read Business Philosophy

    At Scarbrough Financial Group, we believe it is our job to help build a strong financial future that includes a stable retirement, solid investments that provide you the flexibility to live life independently and the foundation for planning wealth transfer to future generations. *The strategy discussed cannot guarantee a profit or ensure against loss.

G. Asset Requirement
  • $1,000,000

II. Contact Information

A. Key Contact
  • Jane Scarbrough
B. Main Location
  • 3554 Round Barn Blvd
    Suite 205
    Santa Rosa, California, 95403
C. Additional Locations
  • San Rafael, California
    Walnut Creek , California
D. Telephone
  • 707.523.7400

III. Internet

B. Social Connections

IV. Firm(s)

A. Name of Firm
  • Scarbrough Financial Group, LLC
B. Relationship to Firm
  • Owner
C. Name of RIA
  • Did Not Answer
D. Name of Broker/Dealer
  • LPL Financial
E. Name(s) of Custodian(s)
  • LPL Financial
  • AssetMark
  • Pershing

V. Credentials

A. Years of Financial Experience
  • 30 Years
B. College, Degrees, Years
  • Johns Hopkins University - Bachelor of Arts
C. Current Certifications
D. Association Memberships
  • None
E. Firm Credentials
  • Number of professionals 9
  • Average years of experience 74
  • Combined degrees 10
  • Combined certifications 5

VI. Registration, Licensing,
Compliance

A. RIA/IAR Registration
  • IAR
B. Type of RIA Registration
  • None
C. Industry Licenses
  • Securities License(s)
  • Insurance License(s)
D. Registration & License Numbers
  • CRD: 869077
  • IARD: None
  • Insurance: OC76297
E. State Licences
  • Financial Advice, Services for Fees: See List
  • Investment Products for Commission: See List
  • Insurance Products for Commission: California
F. Compliance Record (Investment)
  • No Disclosures
G. Compliance Record (Insurance)
  • No Disclosures
H. Criminal Disclosure(s)
  • None
I. Additional Disclosure(s)
  • Securities and Financial Planning offered through LPL Financial, a Registered Investment Advisor, Member FINRA/SIPC | The information and opinions posted on this website do not... View More
    Securities and Financial Planning offered through LPL Financial, a Registered Investment Advisor, Member FINRA/SIPC | The information and opinions posted on this website do not necessarily reflect the opinion of LPL Financial or its affiliates.
J. View our ADV(s)
  • Available Upon Request
K. Links

VII. Business Data & Practices

A. Business Philosophy
  • Read Business Philosophy

    At Scarbrough Financial Group, we believe it is our job to help build a strong financial future that includes a stable retirement, solid investments that provide you the flexibility to live life independently and the foundation for planning wealth transfer to future generations. *The strategy discussed cannot guarantee a profit or ensure against loss.

B. Minimum Asset Requirement
  • $1,000,000
C. Number of Current Clients
  • Available Upon Request
D. Assets (Management, Advisement)
  • Available Upon Request
E. Methods of Compensation
  • Hourly Fee
  • Fixed Fee
  • Asset-Based Fee
F. Methods of Communication
  • Face-to-Face Meetings
  • Telephone
  • Email
  • Skype/Voice
  • Skype/Video-Voice
G. Types of Reports (Frequency)
  • Performance (Semi-Annually)
  • Brokerage Statement (Quarterly)
  • Market Environment (Quarterly)
  • Newsletters (Monthly)
H. Second Language(s)
  • None
I. Value Statement
  • Not Available

VIII. Clients & Services

A. Types of Clients
  • Individuals & Couples (Working)
  • Individuals & Couples (Retired)
  • Business Pension Plans
B. Types of Financial Services
  • Planning Advice & Services
  • Investment Advice & Services
C. Discretionary Asset Management
  • Discretionary and Non-Discretionary
D. Limited Engagement Services
  • Planning Only
  • Financial Plan Reviews
  • Investment Portfolio Reviews
E. Comments
  • We also have access to Schwab and TD Ameritrade as custodians.

IX. Certification

Advisor Name
  • Jane Scarbrough
Most Recent Update:
  • May 29, 2018

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