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Paladin Registry 5 Stars

This advisor or firm is a vetted, documented member of the Paladin Registry.

This advisor or firm received a 5 Star quality rating from Paladin’s research department. Paladin analysts use a proprietary algorithm to rate the quality of financial advisor and firm credentials, ethics, business practices, and services.

Paladin provides free information services to investors who rely on planners and investment advisors to help them achieve their financial goals. Paladin is the only SEC registered firm that vets, validates, and documents the quality of financial professionals and firms (since 2003).

I. Snapshot

A. Registry Member
  • Since 2004
B. Years of Experience
  • 28
C. College Degrees
  • Army College UK - B.s.c
D. Certifications
  • CFP®
E. Financial Fiduciary
  • Yes
F. Business Philosophy
G. Asset Requirement
  • $100,000

II. Contact Information

A. Key Contact
  • Did Not Answer
B. Main Location
  • 915 3rd. St., #208
    Santa Monica, California, 90403
C. Telephone
  • 310.260.1126

III. Internet

A. Visit Website

IV. Firm(s)

A. Name of Firm
  • Did Not Answer
B. Relationship to Firm
  • Owner
C. Name of RIA
  • Did Not Answer
D. Name of Broker/Dealer
  • None
E. Name(s) of Custodian(s)
  • 1st Clearing, LLC

V. Credentials

A. Years of Financial Experience
  • 28 Years
B. College, Degrees, Years
  • Army College UK - B.s.c
C. Current Certifications
D. Association Memberships
  • None

VI. Registration, Licensing,
Compliance

A. RIA/IAR Registration
  • Did Not Answer
B. Type of RIA Registration
  • None
C. Industry Licenses
  • RIA/IAR Registration
D. Registration & License Numbers
  • CRD: 122944
  • IARD: None
  • Insurance: 0716446
E. State Licences
  • Investment Products for Commission: California
  • Insurance Products for Commission: California
F. Compliance Record (Investment)
  • No Disclosures
G. Compliance Record (Insurance)
  • No Disclosures
H. Criminal Disclosure(s)
  • None
I. Additional Disclosure(s)
  • None
J. View our ADV(s)
  • Available Upon Request
K. Links

VII. Business Data & Practices

A. Business Philosophy
B. Minimum Asset Requirement
  • $100,000
C. Number of Current Clients
  • 32
D. Assets (Management, Advisement)
  • Available Upon Request
E. Methods of Compensation
  • Hourly Fee
  • Asset-Based Fee
  • Commissions (Insurance Products)
F. Methods of Communication
  • Did Not Answer
G. Types of Reports (Frequency)
  • Brokerage Statement (Monthly)
  • Newsletters (Quarterly)
H. Second Language(s)
  • German
I. Value Statement
  • Not Available

VIII. Clients & Services

A. Types of Clients
  • Individuals
  • Pension Plans
  • Businesses
B. Types of Financial Services
  • Planning Advice & Services
  • Investment Advice & Services
C. Discretionary Asset Management
  • No
D. Limited Engagement Services
    None

IX. Certification

Advisor Name
  • Nigel Taylor
Most Recent Update:
  • May 29, 2018

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