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Paladin Registry 5 Stars

This advisor or firm is a vetted, documented member of the Paladin Registry.

This advisor or firm received a 5 Star quality rating from Paladin’s research department. Paladin analysts use a proprietary algorithm to rate the quality of financial advisor and firm credentials, ethics, business practices, and services.

Paladin provides free information services to investors who rely on planners and investment advisors to help them achieve their financial goals. Paladin is the only SEC registered firm that vets, validates, and documents the quality of financial professionals and firms (since 2003).

Paladin Research Report For:

Philip Guske

Pathfinder Wealth Management

I. Snapshot

A. Registry Member
  • Since 2015
B. Years of Experience
  • 12
C. College Degrees
  • Northern Illinois University - BS in Finance
D. Certifications
  • CFP®
E. Financial Fiduciary
  • Yes
F. Business Philosophy
G. Asset Requirement
  • $250,000

II. Contact Information

A. Key Contact
  • Did Not Answer
B. Main Location
  • 6981 Redansa Dr.
    Rockford, Illinois, 61108
C. Telephone
  • 815.399.9806

III. Internet

B. Social Connections

IV. Firm(s)

A. Name of Firm
  • Pathfinder Wealth Management
B. Relationship to Firm
  • Owner
C. Name of RIA
  • Pathfinder Wealth Management
D. Name of Broker/Dealer
  • None
E. Name(s) of Custodian(s)
  • Charles Schwab
  • TD Ameritrade
  • Transamerica

V. Credentials

A. Years of Financial Experience
  • 12 Years
B. College, Degrees, Years
  • Northern Illinois University - BS in Finance
C. Current Certifications
D. Financial Industry Associations (Active Memberships)
  • Financial Planning Association
  • Illinois Planned Giving Council

VI. Registration, Licensing,
Compliance

A. RIA/IAR Registration
  • RIA and IAR
B. Type of RIA Registration
  • State - Illinois
C. Industry Licenses
  • Insurance License(s)
D. Registration & License Numbers
  • CRD: 4427682
  • IARD: 122768
  • Insurance: 100299798
E. State Licences
  • Investment Products for Commission: See List
  • Insurance Products for Commission: Illinois
F. Compliance Record (Investment)
  • No Disclosures
G. Compliance Record (Insurance)
  • No Disclosures
H. Criminal Disclosure(s)
  • None
I. Additional Disclosure(s)
  • None
J. View our ADV(s)
  • Available Upon Request
K. Links

VII. Business Data & Practices

A. Business Philosophy
B. Minimum Asset Requirement
  • $250,000
C. Number of Current Clients
  • 389
D. Assets (Management, Advisement)
  • Available Upon Request
E. Methods of Compensation
  • Hourly Fee
  • Fixed Fee
  • Asset-Based Fee
F. Methods of Communication
  • Face-to-Face Meetings
  • Telephone
  • Email
G. Types of Reports (Frequency)
  • Performance (Quarterly)
  • Brokerage Statement (Monthly)
  • Market Environment (Quarterly)
  • Newsletters (Monthly)
  • Other: Weekly E-Newsletters
H. Second Language(s)
  • None
I. Value Statement
  • Not Available

VIII. Clients & Services

A. Types of Clients
  • Individuals & Couples (Working)
  • Individuals & Couples (Retired)
  • Business (Taxable)
B. Types of Financial Services
  • Planning Advice & Services
  • Investment Advice & Services
  • Insurance Products
  • Tax Advice & Services
C. Discretionary Asset Management
  • Yes
D. Limited Engagement Services
  • Financial Plan Reviews
  • Investment Portfolio Reviews

IX. Certification

Advisor Name
  • Philip Guske
Most Recent Update:
  • Jul 5, 2018

Email Advisor

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