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Paladin Registry 5 Stars

This advisor or firm is a vetted, documented member of the Paladin Registry.

This advisor or firm received a 5 Star quality rating from Paladin’s research department. Paladin analysts use a proprietary algorithm to rate the quality of financial advisor and firm credentials, ethics, business practices, and services.

Paladin provides free information services to investors who rely on planners and investment advisors to help them achieve their financial goals. Paladin is the only SEC registered firm that vets, validates, and documents the quality of financial professionals and firms (since 2003).

I. Snapshot

A. Registry Member
  • Since 2004
B. Years of Experience
  • 20
C. College Degrees
  • University of Illinois - BA
  • Jacksonville University - MBA
D. Certifications
  • AIF®, CFP®
E. Financial Fiduciary
  • Yes
F. Business Philosophy
  • Read Business Philosophy

    I help provide security and signficance for clients and their financial resources. I work with clients' investments and financial matters within a comprehensive and global strategy that is individually designed. To the exclusion of every other consideration, I and my colleagues operate and advise in the best interests of our clients. We are compensated directly by them so we retain complete independence and objectivity.

G. Asset Requirement
  • $1,000,000

II. Contact Information

A. Key Contact
  • Carl Amos Johnson
B. Main Location
  • 20 Grove Street
    PO Box 396
    Peterborough, New Hampshire, 03458
C. Telephone
  • 800.258.9939

III. Internet

B. Social Connections

IV. Firm(s)

A. Name of Firm
  • Grove Street Fiduciary, LLC
B. Relationship to Firm
  • Owner
C. Name of RIA
  • Grove Street Fiduciary, LLC
D. Name of Broker/Dealer
  • None
E. Name(s) of Custodian(s)
  • Schwab
  • Vanguard
  • Fidelity

V. Credentials

A. Years of Financial Experience
  • 20 Years
B. College, Degrees, Years
  • University of Illinois - BA
  • Jacksonville University - MBA
D. Financial Industry Associations (Active Memberships)
  • National Association of Personal Financial Advisors
  • Financial Planning Association
E. Firm Credentials
  • Number of professionals 3
  • Average years of experience 40
  • Combined degrees 5
  • Combined certifications 3

VI. Registration, Licensing,
Compliance

A. RIA/IAR Registration
  • RIA
B. Type of RIA Registration
  • SEC
C. Industry Licenses
  • None
D. Registration & License Numbers
  • CRD: 4343732
  • IARD: 107703
  • Insurance: None
E. State Licences
  • Investment Products for Commission: Not Applicable
  • Insurance Products for Commission: Not Applicable
F. Compliance Record (Investment)
  • No Disclosures
G. Compliance Record (Insurance)
  • No Disclosures
H. Criminal Disclosure(s)
  • None
I. Additional Disclosure(s)
  • None
J. View our ADV(s)
K. Links

VII. Business Data & Practices

A. Business Philosophy
  • Read Business Philosophy

    I help provide security and signficance for clients and their financial resources. I work with clients' investments and financial matters within a comprehensive and global strategy that is individually designed. To the exclusion of every other consideration, I and my colleagues operate and advise in the best interests of our clients. We are compensated directly by them so we retain complete independence and objectivity.

B. Minimum Asset Requirement
  • $1,000,000
C. Number of Current Clients
  • 240
D. Assets (Management, Advisement)
  • $190,000,000
E. Methods of Compensation
  • Hourly Fee
  • Fixed Fee
  • Asset-Based Fee
F. Methods of Communication
  • Face-to-Face Meetings
  • Telephone
  • Email
  • Skype/Voice
  • Skype/Video-Voice
G. Types of Reports (Frequency)
  • Performance (Quarterly)
  • Brokerage Statement (Monthly)
  • Market Environment (Quarterly)
  • Newsletters (Quarterly)
H. Second Language(s)
  • None
I. Value Statement
  • Not Available

VIII. Clients & Services

A. Types of Clients
  • Business Pension Plans
  • Endowments & Foundations
B. Types of Financial Services
  • Planning Advice & Services
  • Investment Advice & Services
  • Tax Advice & Services
C. Discretionary Asset Management
  • Discretionary and Non-Discretionary
D. Limited Engagement Services
  • Planning Only
  • Financial Plan Reviews
  • Investment Portfolio Reviews
  • We provide hourly services in addition to our full-service.

IX. Certification

Advisor Name
  • Carl Amos Johnson
Most Recent Update:
  • Dec 11, 2018

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